Alfred Berkeley has been Chairman of Princeton Capital Management since September 2017, is a control person of the firm and directly owns between 25% and 50% of it. Alfred Berkeley holds a Bachelor's degree from the University of Virginia and an MBA from Wharton School.
Princeton Capital Management LLC is a Red Bank, NJ firm with $435M under management, 184 clients and 6 advisers across 2 offices, as of its April 2026 filing.
Alfred R. Berkeley, III is Chairman of Princeton Capital Management. He resumed the Chairmanship in January 2013, a position he previously held from 1996 to 2006. He was President of NASDAQ Stock Market, Inc. from 1996 until 2000 and Vice-Chairman until 2003, and before returning to the firm he was Chairman of Pipeline Financial Group, Inc.
Alfred Berkeley’s longest registration is the current one, 8 years at Princeton Capital Management since 2018. Before joining Princeton Capital Management in 2018, Alfred Berkeley was registered through Princeton Capital Management Inc.
- – present · 8 yearsRed Bank, NJ · Adviser representative · Firm CRD 113926
- Princeton Capital Management Inc– · 4 yearsBaltimore, MD · Adviser representative · Firm CRD 105263
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 June 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 2005 |
| PC | AMEX Put and Call Exam | 6 November 1978 |
| Series 40 | Registered Principal Examination | 14 June 1978 |
| Series 1 | Registered Representative Examination | 30 October 1972 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Principal Examination
- Name
- Registered Representative Examination
- Full name
- Alfred Rives Berkeley
- CRD
- 19441
- Firm
- Princeton Capital Management · CRD 113926
- Role
- Chairman
- Office
- 331 NEWMAN SPRINGS ROAD, SUITE 133, Red Bank, NJ 07701-1074
- Registration
- Investment adviser registration
- In the industry since
- October 1985
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- princap.com
Where does Alfred Berkeley work?
Alfred Berkeley has been Chairman of Princeton Capital Management LLC since September 2017, and is a control person of the firm.
Is Alfred Berkeley a financial advisor?
Yes. Alfred Berkeley has a current investment-adviser registration, through Princeton Capital Management since April 2018.
How many years of experience does Alfred Berkeley have?
Alfred Berkeley has 41 years in the financial industry, since October 1985, across 2 adviser firms.
What exams has Alfred Berkeley passed?
Alfred Berkeley has passed 5 licensing exams: the Series 1, Series 40, PC, Series 63 and Series 66. The earliest, the Series 1, was passed in October 1972.
Where did Alfred Berkeley work before Princeton Capital Management?
Before Princeton Capital Management, Alfred Berkeley was registered through Princeton Capital Management Inc (CRD 105263), June 2013 to December 2017.
Where is Alfred Berkeley based?
Alfred Berkeley’s registered office is in Red Bank, NJ.
Is Alfred Berkeley registered with FINRA?
No. Alfred Berkeley has no current broker registration.
How can I verify Alfred Berkeley’s record?
Search CRD 19441 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alfred Berkeley’s full registration record.
