Top 4 financial advisor firms in Summit

4 SEC-registered financial advisor firms are headquartered in Summit, NJ, with $15.7B in combined regulatory assets under management. The largest by assets are Circle Wealth Management ($14.1B), SeaBridge Investment Advisors ($771M) and TSP Capital Management Group ($553M).

4
Financial advisor firms: $15.7B
Their combined AUM: $662M
Median firm AUM: 784
Clients of the top 4

The 4 largest by assets

1
Circle Wealth Management
RIA
$14.1B
0.24% to 0.85%
2
SeaBridge Investment Advisors
RIA
$771M
Regulatory AUM
3
TSP Capital Management Group
RIA
$553M
Regulatory AUM
4
Summit Place Financial Advisors,llc
RIA
$300M
0.50% to 1.00% a year

Profiles of the top 4

No. 1 · RIA

Circle Wealth Management

Circle Wealth Management is an investment adviser based in Summit, NJ, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations, and corporations and other businesses. Its regulatory assets under management total $14.1 billion, as filed on 8 April 2026.

Circle Wealth Management charges 0.24%–0.85% for its Investment advisory fee, typical range. The brochure does not state whether the rate is annual.

Regulatory AUM: $14.1B
Clients: 380
Advisory staff: 11
Fee schedule: 0.24% to 0.85%
Minimum account: $50,000,000
Custodians: Charles Schwab, J.P. Morgan
Headquarters: 47 Maple Street, Suite 201, Summit, NJ 07901
Phone: 908-206-1306
Website: circlewm.com

No. 2 · RIA

SeaBridge Investment Advisors

SeaBridge Investment Advisors is an investment adviser based in Summit, NJ, registered with the SEC since 1997. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and other investment advisers. Its regulatory assets under management total $771 million, as filed on 3 June 2026.

Regulatory AUM: $771M
Clients: 201
Advisory staff: 11
Custodians: Charles Schwab, Morgan Stanley
Headquarters: 450 Springfield Ave., Suite 301, Summit, NJ 07901-2610
Phone: 908-273-5085
Website: seabridge.com

No. 3 · RIA

TSP Capital Management Group

TSP Capital Management Group is an investment adviser based in Summit, NJ, registered with the SEC since 2004. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $553 million, as filed on 20 March 2026.

Regulatory AUM: $553M
Clients: 144
Advisory staff: 2
Founded: 2004
Custodians: Fidelity
Headquarters: 382 Springfield Avenue, Suite 500, Summit, NJ 07901
Phone: 908-273-2105
Website: tspcapitalmgt.com

No. 4 · RIA

Summit Place Financial Advisors,llc

Summit Place Financial Advisors,llc is an investment adviser based in Summit, NJ, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $300 million, as filed on 25 September 2026.

Summit Place Financial Advisors,llc charges 0.50%–1.00% a year for its Investment Advisory Services.

Regulatory AUM: $300M
Clients: 59
Advisory staff: 4
Founded: 2008
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 18 Bank Street, Suite 202, Summit, NJ 07901
Phone: 908-517-5880
Website: summitplacefinancial.com

Questions about financial advisors in Summit

How many financial advisor firms are headquartered in Summit?

4 SEC-registered financial advisor firms report their principal office in Summit, NJ, managing $15.7B in regulatory assets between them. The other 17 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Summit?

Circle Wealth Management, with $14.1B in regulatory assets under management on its latest Form ADV. The next largest are SeaBridge Investment Advisors ($771M) and TSP Capital Management Group ($553M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Summit?

The median firm manages $662M in regulatory assets. That is the midpoint of the 4 firms headquartered in Summit.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Summit?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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