Summit Place Financial Advisors,llc provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Summit Place Financial Advisors,llc reports 59 clients. They include 50 high-net-worth individuals and 9 individual clients. Of its assets, 100.0% ($300M across 335 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 15% | <1% |
| High-net-worth individuals | 85% | 97% |
| Corporations and other businesses | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 9 | $2.83M | 0.9% | $315K |
| High-net-worth individuals | 50 | $291M | 96.8% | $5.82M |
| Corporations and other businesses | Fewer than 5 | $6.65M | 2.2% | — |
| Total | 59 | $300M | 100% | — |
- Clients
- 9
- Regulatory AUM
- $2.83M
- AUM share
- 0.9%
- Avg. per client
- $315K
- Clients
- 50
- Regulatory AUM
- $291M
- AUM share
- 96.8%
- Avg. per client
- $5.82M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.65M
- AUM share
- 2.2%
- Avg. per client
- —
Total
- Clients
- 59
- Regulatory AUM
- $300M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Summit Place Financial Advisors,llc charges 0.50%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$10M | 1.00% |
| $10M–$20M | 0.75% |
| $20M and above | 0.50% |
Fee details and sources
Elizabeth Miller owns 75% or more of Summit Place Financial Advisors,llc. The leadership team of Summit Place Financial Advisors,llc includes Chief Compliance Officer Elizabeth Miller. It has 6 employees, 4 of them in advisory roles.
Leadership
- Elizabeth MillerManaging Member, Chief Compliance Officer
- Christopher GulaManaging Director
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Katherine Lynn Feeney
- Christopher Jeffrey Gula
- Elizabeth Katz Miller
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Summit Place Financial Advisors,llc
Elizabeth Miller
Control person · since September 2008
Summit Place Financial Advisors,llc’s regulatory assets grew 1.7× from $180M (April 2021) to $300M (September 2026); clients rose from 45 to 59 and employees from 3 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $300M | 59 | 6 | 4 |
| February 2025 | $256M | 47 | 6 | 5 |
| March 2024 | $239M | 45 | 4 | 4 |
| March 2023 | $208M | 45 | 5 | 2 |
| March 2022 | $232M | 41 | 6 | 2 |
| April 2021 | $180M | 45 | 3 | 2 |
Besides its headquarters, Summit Place Financial Advisors,llc has 3 offices (3 private residences, listed without an address), with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 18 Bank Street, Suite 202, SummitHQ
Contact and registration details
- Legal name
- Summit Place Financial Advisors,llc
- Headquarters
- 18 Bank Street, Suite 202, Summit, NJ 07901
- Website
- summitplacefinancial.com
- Phone
- 908-517-5880
- @9281371
- SEC file
- 801-96169
- Founded
- 2008
- Structure
- Delaware LLC
- Fiscal year end
- December
Summit Place Financial Advisors,llc uses Charles Schwab ($298M) as custodian for its separately managed accounts. Summit Place Financial Advisors,llc has custody of $5.65M in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $298M100%
At year end, Summit Place Financial Advisors,llc’s separately managed accounts were mostly in stocks (51%) and funds (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $228M across 110 positions; the largest are Apple Inc. (4.2%), Nvidia Corporation (4.0%) and GE Vernova Inc. (3.9%).
What the accounts hold
- Stocks51%
- Funds28%
- Registered funds24%
- Pooled vehicles4%
- Bonds16%
- State and local bonds6%
- U.S. government and agency bonds5%
- Investment grade corporate bonds5%
- Cash5%
Reported 13F holdings
- $228M
- Reported 13F value
- 110
- Positions
- 29.9%
- In the 10 largest
- +9.6%
- Value vs. prior quarter
- Apple Inc.4.2%
- Nvidia Corporation4.0%
- GE Vernova Inc.3.9%
- iShares Gold TR · iShares New3.3%
- Microsoft Corp.2.7%
- GE Aerospace2.5%
- iShares TR · Russell 2000 ETF2.5%
- iShares TR · Core S&P Scp ETF2.3%
- Wisdomtree TR · Blmbg US Bull2.2%
- Schwab Strategic TR · US Lrg Cap ETF2.0%
Together, the ten largest are 29.9% of reported value.
How many clients does Summit Place Financial Advisors,llc have?
Summit Place Financial Advisors,llc has 59 clients and manages $300 million for them, as of September 2026. They include 50 high-net-worth individuals and 9 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026
What services does Summit Place Financial Advisors,llc offer?
Summit Place Financial Advisors,llc provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Summit Place Financial Advisors,llc charge?
Summit Place Financial Advisors,llc charges 0.50%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is negotiable.
Source: ADV PART 2A, filed 17 March 2026
Which custodians does Summit Place Financial Advisors,llc use?
Summit Place Financial Advisors,llc’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $298M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026
How many financial advisors does Summit Place Financial Advisors,llc have?
Summit Place Financial Advisors,llc has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Summit Place Financial Advisors,llc invest in?
At the end of its last fiscal year, Summit Place Financial Advisors,llc’s separately managed accounts held 51% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 6% state and local bonds, 5% U.S. government and agency bonds, 5% investment grade corporate bonds, 5% cash and equivalents and 4% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Summit Place Financial Advisors,llc?
Summit Place Financial Advisors,llc’s direct owner is Elizabeth Miller (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026
How does Summit Place Financial Advisors,llc get paid?
Summit Place Financial Advisors,llc is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Summit Place Financial Advisors,llc registered with the SEC?
Yes, Summit Place Financial Advisors,llc has been registered with the SEC as an investment adviser since 22 April 2015. Its CRD number is 147984 and its SEC file number is 801-96169.
Source: Form ADV Part 1A, Item 1, filed 25 September 2026; IAPD firm record
How do I contact Summit Place Financial Advisors,llc?
Summit Place Financial Advisors,llc’s main office is at 18 Bank Street, Suite 202, Summit, NJ 07901. Its phone number is 908-517-5880. Its website is summitplacefinancial.com.