Top 6 financial advisor firms in Jersey City

6 SEC-registered financial advisor firms are headquartered in Jersey City, NJ, with $4.52B in combined regulatory assets under management. The largest by assets are Abner Herrman & Brock ($2.74B), DGS Capital Management ($1.05B) and Astra Wealth Partners ($268M).

6
Financial advisor firms: $4.52B
Their combined AUM: $227M
Median firm AUM: 3,211
Clients of the top 6

The 6 largest by assets

1
Abner Herrman & Brock
RIA
$2.74B
0.25% to 1.40% a year
2
DGS Capital Management
RIA
$1.05B
Regulatory AUM
3
Astra Wealth Partners
RIA
$268M
0.50% to 0.90% a year
4
Ahara Advisors
RIA
$185M
Up to 1.00% a year
5
Taurus Financial
RIA
$162M
0.65% to 1.20% a year
6
Ciro Capital
RIA
$117M
Up to 2.00% a year

Profiles of the top 6

No. 1 · RIA

Abner Herrman & Brock

Abner Herrman & Brock is an investment adviser based in Jersey City, NJ, registered with the SEC since 1982. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $2.74 billion, as filed on 9 June 2026.

Abner Herrman & Brock charges 0.25%–1.40% a year for its Investment Advisory Fees.

Regulatory AUM: $2.74B
Clients: 2,403
Advisory staff: 5
Founded: 1981
Fee schedule: 0.25% to 1.40% a year
Minimum account: $500,000
Custodians: Fidelity, Wells Fargo Advisors Financial Network, LPL Financial, UBS Financial Services
Headquarters: 185 Hudson Street, Suite 1640, Jersey City, NJ 07311
Phone: 201-484-2000
Website: ahbi.com

No. 2 · RIA

DGS Capital Management

DGS Capital Management is an investment adviser based in Jersey City, NJ, registered with the SEC since 2019. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $1.05 billion, as filed on 30 March 2026.

Regulatory AUM: $1.05B
Clients: 400
Advisory staff: 7
Founded: 2016
Custodians: Charles Schwab
Headquarters: 101 Hudson Street, 21st Floor, Jersey City, NJ 07302
Phone: 646-992-4370
Website: dgs.capital

No. 3 · RIA

Astra Wealth Partners

Astra Wealth Partners is an investment adviser based in Jersey City, NJ, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, other investment advisers and individual clients. Its regulatory assets under management total $268 million, as filed on 25 March 2026.

Astra Wealth Partners charges 0.50%–0.90% a year for its Asset-Based Fee.

Regulatory AUM: $268M
Clients: 138
Advisory staff: 3
Founded: 2022
Fee schedule: 0.50% to 0.90% a year
Custodians: Charles Schwab
Headquarters: 101 Hudson Street, Suite 2100, Jersey City, NJ 07302
Phone: 800-805-8740
Website: astrawp.com

No. 4 · RIA

Ahara Advisors

Ahara Advisors is an investment adviser based in Jersey City, NJ, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $185 million, as filed on 3 August 2026.

Ahara Advisors charges up to 1.00% a year for its Portfolio Management.

Regulatory AUM: $185M
Clients: 55
Advisory staff: 2
Fee schedule: Up to 1.00% a year
Custodians: Fidelity, Charles Schwab
Headquarters: 201 Montgomery St, Ste 263, Jersey City, NJ 07302
Phone: 412-908-0844
Website: aharaadvisors.com

No. 5 · RIA

Taurus Financial

Taurus Financial is an investment adviser based in Jersey City, NJ, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $162 million, as filed on 2 September 2026.

Taurus Financial charges 0.65%–1.20% a year for its Portfolio Management Fees.

Regulatory AUM: $162M
Clients: 127
Advisory staff: 3
Fee schedule: 0.65% to 1.20% a year
Custodians: LPL Financial, Charles Schwab
Headquarters: 1 Evertrust Plaza, Suite 307, Jersey City, NJ 07302
Phone: 201-500-6322
Website: taurus-fin.com

No. 6 · RIA

Ciro Capital

Ciro Capital is an investment adviser based in Jersey City, NJ, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $117 million, as filed on 7 May 2026.

Ciro Capital charges up to 2.00% a year for its Comprehensive Portfolio Management.

Regulatory AUM: $117M
Clients: 88
Advisory staff: 2
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab
Headquarters: 185 Hudson St., Suite 2500, Jersey City, NJ 07311
Phone: 646-785-6201
Website: cirocapital.com

Questions about financial advisors in Jersey City

How many financial advisor firms are headquartered in Jersey City?

6 SEC-registered financial advisor firms report their principal office in Jersey City, NJ, managing $4.52B in regulatory assets between them. The other 13 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Jersey City?

Abner Herrman & Brock, with $2.74B in regulatory assets under management on its latest Form ADV. The next largest are DGS Capital Management ($1.05B) and Astra Wealth Partners ($268M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Jersey City?

The median firm manages $227M in regulatory assets. That is the midpoint of the 6 firms headquartered in Jersey City.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Jersey City charge?

Of the 6 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.90% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Jersey City?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Jersey City has 6 financial advisor firms; see every adviser in the city →