Taurus Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Taurus Financial reports 127 clients. They include 87 high-net-worth individuals, 33 pension and profit-sharing plans, and 4 corporations and other businesses. Of its assets, 62.2% ($101M across 178 accounts) are managed with discretion; $61.3M across 65 accounts are not. It advised 30 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 2% | <1% |
| High-net-worth individuals | 69% | 82% |
| Pension and profit-sharing plans | 26% | 15% |
| Corporations and other businesses | 3% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $140K | 0.1% | $46.8K |
| High-net-worth individuals | 87 | $134M | 82.4% | $1.54M |
| Pension and profit-sharing plans | 33 | $23.9M | 14.7% | $725K |
| Corporations and other businesses | Fewer than 5 | $4.55M | 2.8% | $1.14M |
| Total | 127 | $162M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $140K
- AUM share
- 0.1%
- Avg. per client
- $46.8K
- Clients
- 87
- Regulatory AUM
- $134M
- AUM share
- 82.4%
- Avg. per client
- $1.54M
- Clients
- 33
- Regulatory AUM
- $23.9M
- AUM share
- 14.7%
- Avg. per client
- $725K
- Clients
- Fewer than 5
- Regulatory AUM
- $4.55M
- AUM share
- 2.8%
- Avg. per client
- $1.14M
Total
- Clients
- 127
- Regulatory AUM
- $162M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 30
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Taurus Financial charges 0.65%–1.20% a year for its Portfolio Management Fees. The fee is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Packages
- One-time fixed fees for financial plan packages range from $1,100 to $2,000; recurring planning is hourly at $500 to $800.
- Pension Consulting Services
- Asset-based pension consulting fees use the same tiers as portfolio management, from 1.20% down to 0.65% of assets.
Yan Sun owns 75% or more of Taurus Financial. The leadership team of Taurus Financial includes Chief Compliance Officer Yisha Wang. It has 3 employees.
Leadership
Yisha WangPartner and Chief Compliance Officer- Yan SunManaging Partner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Taurus Financial LLC
Yan Sun
Control person · since January 2022
- Owns 25% to 50% of Taurus Financial LLC
Yisha Wang
Control person · since January 2022
Besides its headquarters, Taurus Financial has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 1 Evertrust Plaza, Suite 307, Jersey CityHQ
Contact and registration details
- Legal name
- Taurus Financial LLC
- Headquarters
- 1 Evertrust Plaza, Suite 307, Jersey City, NJ 07302
- Website
- taurus-fin.com
- Phone
- 201-500-6322
- @taurus-fin
- SEC file
- 801-135168
- Structure
- New Jersey LLC
- Fiscal year end
- December
Taurus Financial uses Charles Schwab ($138M, 85%) and LPL Financial ($24M, 15%) as custodians for its separately managed accounts. Taurus Financial has custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $24M15%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $138M85%
At year end, Taurus Financial’s separately managed accounts were largely in funds (30%) and stocks (25%).
What the accounts hold
- Stocks25%
- Exchange-traded equities20%
- Non-exchange-traded equities5%
- Funds30%
- Registered funds25%
- Pooled vehicles5%
- Other45%
- Market-linked notes (debt securities) issued by financial institutions45%
How many clients does Taurus Financial have?
Taurus Financial has 127 clients and manages $162 million for them, as of September 2026. They include 87 high-net-worth individuals, 33 pension and profit-sharing plans, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026
What services does Taurus Financial offer?
Taurus Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Taurus Financial charge?
Taurus Financial charges 0.65%–1.20% a year for its Portfolio Management Fees. The fee is negotiable.
Source: FORM ADV PART 2A - TAURUS FINANCIAL, filed 2 September 2026
Which custodians does Taurus Financial use?
Taurus Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $138M and LPL Financial LLC (Fort Mill, SC), with $24M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026
How many financial advisors does Taurus Financial have?
Taurus Financial has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Taurus Financial invest in?
At the end of its last fiscal year, Taurus Financial’s separately managed accounts held 45% other, 25% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 5% non-exchange-traded equities and 5% pooled vehicles (private funds and similar). The 45% other category is described as: Market-Linked Notes (Debt Securities) Issued by Financial Institutions.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Taurus Financial?
Taurus Financial’s direct owners are Yan Sun (75% or more) and Yisha Wang (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026
How does Taurus Financial get paid?
Taurus Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Taurus Financial registered with the SEC?
Yes, Taurus Financial has been registered with the SEC as an investment adviser since 15 January 2026. Its CRD number is 335067 and its SEC file number is 801-135168.
Source: Form ADV Part 1A, Item 1, filed 2 September 2026; IAPD firm record
How do I contact Taurus Financial?
Taurus Financial’s main office is at 1 Evertrust Plaza, Suite 307, Jersey City, NJ 07302. Its phone number is 201-500-6322. Its website is taurus-fin.com.