Fuqi Chen has been an investment adviser representative at Taurus Financial since May 2026, and is not listed among the firm’s executive officers or direct owners.
Taurus Financial LLC is a Jersey City, NJ firm with $162M under management, 127 clients and 3 advisers in one office, as of its September 2026 filing.
Fuqi Chen’s longest registration was 1 year at LPL Financial LLC (2025–2026). Before joining Taurus Financial in 2026, Fuqi Chen was registered through LPL Financial LLC.
- Taurus FinancialCurrent– present · under a yearJersey City, NJ · Adviser representative · Firm CRD 335067
- LPL Financial LLC– · 1 yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Fuqi Chen is registered as an investment adviser representative in New Jersey, since May 2026.
- New JerseySince 5 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 22 March 2025 |
| Series 7TO | General Securities Representative Examination | 8 March 2025 |
| SIE | Securities Industry Essentials Examination | 16 November 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7846972
- Firm
- Taurus Financial · CRD 335067
- Office
- 1 EVERTRUST PLAZA, SUITE 307, Jersey City, NJ 07302
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Fuqi Chen work?
Fuqi Chen is an investment adviser representative registered through Taurus Financial LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Fuqi Chen a financial advisor?
Yes. Fuqi Chen has a current investment-adviser registration in New Jersey, through Taurus Financial since May 2026.
How many years of experience does Fuqi Chen have?
Fuqi Chen has 1 year in the financial industry, since March 2025, across 2 adviser firms.
What exams has Fuqi Chen passed?
Fuqi Chen has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2024.
Where is Fuqi Chen based?
Fuqi Chen’s registered office is in Jersey City, NJ.
Is Fuqi Chen registered with FINRA?
Yes. Fuqi Chen has a current broker registration, under CRD 7846972.
Source: FINRA BrokerCheck
How can I verify Fuqi Chen’s record?
Search CRD 7846972 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Fuqi Chen’s full registration record.
