Yisha Wang has been Partner and Chief Compliance Officer of Taurus Financial since January 2022, is a control person of the firm and directly owns between 25% and 50% of it.
Taurus Financial LLC is a Jersey City, NJ firm with $162M under management, 127 clients and 3 advisers in one office, as of its September 2026 filing.
Yisha Wang is a partner, co-founder, and LPL Financial Advisor at Taurus Financial. Prior to Taurus Financial, Wang spent the last decade working between Goldman Sachs and Ernst & Young, one of the Big Four accounting firms. Her experience includes business tax mitigation strategies.
Yisha Wang’s longest registration was 7 years at LPL Financial LLC (2018–2025). Before joining Taurus Financial in 2025, Yisha Wang was registered through LPL Financial LLC.
- Taurus FinancialCurrent– present · 1 yearJersey City, NJ · Adviser representative · Firm CRD 335067
- LPL Financial LLC– · 7 yearsLivingston, NJ · Adviser representative · Firm CRD 6413
Professional designations
Listed by Taurus Financial
- CPA
- CFP
Investment adviser representative registrations
Yisha Wang is registered as an investment adviser representative in 5 states. The first approvals date from June 2025; the most recent is Washington, in January 2026.
- CaliforniaSince 24 June 2025
- New JerseySince 18 June 2025
- New YorkSince 5 August 2025
- TexasSince 5 August 2025
- WashingtonSince 15 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 12 April 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2017 |
| Series 7 | General Securities Representative Examination | 25 September 2017 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6189897
- Firm
- Taurus Financial · CRD 335067
- Role
- Partner and Chief Compliance Officer
- Office
- 1 EVERTRUST PLAZA, SUITE 307, Jersey City, NJ 07302
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- taurus-fin.com
Where does Yisha Wang work?
Yisha Wang has been Partner and Chief Compliance Officer of Taurus Financial LLC since January 2022, and is a control person of the firm.
Is Yisha Wang a financial advisor?
Yes. Yisha Wang has a current investment-adviser registration in California, New Jersey, New York, Texas and Washington, through Taurus Financial since June 2025.
How many years of experience does Yisha Wang have?
Yisha Wang has 9 years in the financial industry, since September 2017, across 2 adviser firms.
What exams has Yisha Wang passed?
Yisha Wang has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2017. FINRA credited Yisha Wang with the SIE, which began in October 2018.
Where is Yisha Wang based?
Yisha Wang’s registered office is in Jersey City, NJ.
Is Yisha Wang registered with FINRA?
Yes. Yisha Wang has a current broker registration, under CRD 6189897.
Source: FINRA BrokerCheck
Is Yisha Wang a CFP?
Taurus Financial lists Yisha Wang with the CFP credential (“CFP”) on its website. CFP Board confirms certification status.
How can I verify Yisha Wang’s record?
Search CRD 6189897 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Yisha Wang’s full registration record.