DGS Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
DGS Capital Management reports 400 clients. They include 246 individual clients, 148 high-net-worth individuals and 4 charitable organizations. Of its assets, 100.0% ($1.05B across 1,141 accounts) are managed with discretion. Of its clients, 3% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 11% |
| High-net-worth individuals | 37% | 89% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 246 | $113M | 10.7% | $460K |
| High-net-worth individuals | 148 | $936M | 88.8% | $6.32M |
| Pension and profit-sharing plans | Fewer than 5 | $3.11M | 0.3% | $1.56M |
| Charitable organizations | Fewer than 5 | $1.88M | 0.2% | $470K |
| Total | 400 | $1.05B | 100% | — |
- Clients
- 246
- Regulatory AUM
- $113M
- AUM share
- 10.7%
- Avg. per client
- $460K
- Clients
- 148
- Regulatory AUM
- $936M
- AUM share
- 88.8%
- Avg. per client
- $6.32M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.11M
- AUM share
- 0.3%
- Avg. per client
- $1.56M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.88M
- AUM share
- 0.2%
- Avg. per client
- $470K
Total
- Clients
- 400
- Regulatory AUM
- $1.05B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 3%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
DGS Capital Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Ashish Sharma owns 75% or more of DGS Capital Management. The leadership team of DGS Capital Management includes Chief Compliance Officer Ashish Sharma. It has 12 employees, 7 of them in advisory roles.
Leadership
- Ashish SharmaManaging Principal and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Ashish Sharma
Staff
- 12 employees
- 7 in advisory functions
- 1 state-registered rep
- Owns 75% or more of DGS Capital Management, LLC
Ashish Sharma
Control person · since October 2015
DGS Capital Management’s regulatory assets grew 8.2× from $129M (April 2021) to $1.05B (March 2026); clients rose from 130 to 400 and employees from 6 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.05B | 400 | 12 | 2 |
| March 2025 | $536M | 347 | 8 | 2 |
| March 2024 | $447M | 285 | 8 | 2 |
| April 2023 | $260M | 178 | 8 | 2 |
| April 2022 | $251M | 152 | 6 | 2 |
| April 2021 | $129M | 130 | 6 | 2 |
Besides its headquarters, DGS Capital Management has 1 office, with 2 listed addresses in the U.S. and abroad.
New Jersey · 1 listed address
- 101 Hudson Street, 21st Floor, Jersey CityHQ
International offices
- COWRKS, PARAS TOWERS, GURUGRAM, 122011, India
Contact and registration details
- Legal name
- DGS Capital Management, LLC
- Headquarters
- 101 Hudson Street, 21st Floor, Jersey City, NJ 07302
- Website
- dgs.capital
- Phone
- 646-992-4370
- SEC file
- 801-115241
- Founded
- 2016
- Structure
- Delaware LLC
- Fiscal year end
- December
DGS Capital Management uses Charles Schwab ($1.05B) as custodian for its separately managed accounts. DGS Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.05B100%
At year end, DGS Capital Management’s separately managed accounts were mostly in stocks (75%) and funds (12%). Its reported 13F holdings for the quarter ended 31 March 2026 total $609M across 629 positions; the largest are iShares Short-term National Muni Bond ETF (5.8%), Coinbase Global Inc. Com CL A (5.7%) and Apple Inc. (3.2%).
What the accounts hold
- Stocks75%
- Funds12%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash9%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $609M
- Reported 13F value
- 629
- Positions
- 27.6%
- In the 10 largest
- —
- Value vs. prior quarter
- iShares Short-term National Muni Bond ETFETF5.8%
- Coinbase Global Inc. Com CL A5.7%
- Apple Inc.3.2%
- Nvidia Corporation3.0%
- Microsoft Corp.1.9%
- Alphabet Inc. Cap Stk CL C1.8%
- Palantir Technologies Inc. CL A1.8%
- Celestica Inc.1.6%
- Taiwan Semiconductor Manufact Sponsored ADS · ADR1.5%
- State Street SPDR Portfolio Short Term Treasury ETFETF1.4%
Together, the ten largest are 27.6% of reported value.
How many clients does DGS Capital Management have?
DGS Capital Management has 400 clients and manages $1.05 billion for them, as of March 2026. They include 246 individual clients, 148 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does DGS Capital Management offer?
DGS Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does DGS Capital Management use?
DGS Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.05B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does DGS Capital Management have?
DGS Capital Management has 1 investment adviser representative registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DGS Capital Management invest in?
At the end of its last fiscal year, DGS Capital Management’s separately managed accounts held 75% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DGS Capital Management?
DGS Capital Management’s direct owner is Ashish Sharma (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does DGS Capital Management get paid?
DGS Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is DGS Capital Management registered with the SEC?
Yes, DGS Capital Management has been registered with the SEC as an investment adviser since 6 May 2019. Its CRD number is 281938 and its SEC file number is 801-115241.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact DGS Capital Management?
DGS Capital Management’s main office is at 101 Hudson Street, 21st Floor, Jersey City, NJ 07302. Its phone number is 646-992-4370. Its website is dgs.capital.