Top 4 financial advisor firms in Montclair

4 SEC-registered financial advisor firms are headquartered in Montclair, NJ, with $3.75B in combined regulatory assets under management. The largest by assets are RMR Wealth Builders ($2.89B), Cherrydale Wealth Management ($495M) and Bautis Financial ($197M).

4
Financial advisor firms: $3.75B
Their combined AUM: $346M
Median firm AUM: 2,754
Clients of the top 4

The 4 largest by assets

1
RMR Wealth Builders
RIA
$2.89B
Regulatory AUM
2
Cherrydale Wealth Management
RIA
$495M
Up to 1.00% a year
3
Bautis Financial
RIA
$197M
0.80% to 1.00% a year
4
SFI Advisors
RIA
$176M
Regulatory AUM

Profiles of the top 4

No. 1 · RIA

RMR Wealth Builders

RMR Wealth Builders is an investment adviser based in Montclair, NJ, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $2.89 billion, as filed on 15 April 2026.

Regulatory AUM: $2.89B
Clients: 2,099
Advisory staff: 49
Custodians: Fidelity, Charles Schwab
Headquarters: 111 Grove Street, Suite 203, Montclair, NJ 07042
Phone: 201-836-2460

No. 2 · RIA

Cherrydale Wealth Management

Cherrydale Wealth Management is an investment adviser based in Montclair, NJ, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $495 million, as filed on 2 June 2026.

Cherrydale Wealth Management charges up to 1.00% a year for its Wealth Management.

Regulatory AUM: $495M
Clients: 76
Advisory staff: 1
Fee schedule: Up to 1.00% a year
Custodians: Fidelity
Headquarters: 28 Valley Road, Suite 1, Montclair, NJ 07042
Phone: 917-838-7507

No. 3 · RIA

Bautis Financial

Bautis Financial is an investment adviser based in Montclair, NJ, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $197 million, as filed on 18 February 2026.

Bautis Financial charges 0.80%–1.00% a year for its Investment Supervisory Services.

Regulatory AUM: $197M
Clients: 275
Advisory staff: 2
Fee schedule: 0.80% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 8 Hillside Ave, Suite LL1, Montclair, NJ 07042
Phone: 862-205-5800
Website: bautisfinancial.com

No. 4 · RIA

SFI Advisors

SFI Advisors is an investment adviser based in Montclair, NJ, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $176 million, as filed on 30 March 2026.

Regulatory AUM: $176M
Clients: 304
Advisory staff: 6
Custodians: Charles Schwab
Headquarters: 79 Midland Ave., Montclair, NJ 07042
Phone: 973-744-1014
Website: sfiadvisors.com

Questions about financial advisors in Montclair

How many financial advisor firms are headquartered in Montclair?

4 SEC-registered financial advisor firms report their principal office in Montclair, NJ, managing $3.75B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Montclair?

RMR Wealth Builders, with $2.89B in regulatory assets under management on its latest Form ADV. The next largest are Cherrydale Wealth Management ($495M) and Bautis Financial ($197M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Montclair?

The median firm manages $346M in regulatory assets. That is the midpoint of the 4 firms headquartered in Montclair.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Montclair?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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