SeaBridge Investment Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
SeaBridge Investment Advisors reports 201 clients. They include 123 high-net-worth individuals, 62 individual clients, and 7 corporations and other businesses. Of its assets, 100.0% ($771M across 482 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | 4% |
| High-net-worth individuals | 61% | 62% |
| Pension and profit-sharing plans | 1% | 1% |
| Charitable organizations | 2% | 21% |
| Other investment advisers | <1% | 11% |
| Other client typesCorporations and other businesses | 3% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 62 | $31M | 4.0% | $500K |
| High-net-worth individuals | 123 | $474M | 61.5% | $3.86M |
| Pension and profit-sharing plans | Fewer than 5 | $8.46M | 1.1% | $2.82M |
| Charitable organizations | 5 | $161M | 20.9% | $32.2M |
| Other investment advisers | Fewer than 5 | $85.7M | 11.1% | $85.7M |
| Corporations and other businesses | 7 | $10.5M | 1.4% | $1.5M |
| Total | 201 | $771M | 100% | — |
- Clients
- 62
- Regulatory AUM
- $31M
- AUM share
- 4.0%
- Avg. per client
- $500K
- Clients
- 123
- Regulatory AUM
- $474M
- AUM share
- 61.5%
- Avg. per client
- $3.86M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.46M
- AUM share
- 1.1%
- Avg. per client
- $2.82M
- Clients
- 5
- Regulatory AUM
- $161M
- AUM share
- 20.9%
- Avg. per client
- $32.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $85.7M
- AUM share
- 11.1%
- Avg. per client
- $85.7M
- Clients
- 7
- Regulatory AUM
- $10.5M
- AUM share
- 1.4%
- Avg. per client
- $1.5M
Total
- Clients
- 201
- Regulatory AUM
- $771M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
SeaBridge Investment Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Flat fee based on the scope and complexity of the engagement, not to exceed $300,000 annually, set by case-by-case agreement.
Christopher Hohlstein owns 25% to 50% of SeaBridge Investment Advisors. The leadership team of SeaBridge Investment Advisors includes Chief Operating Officer Nicole Goberman and Chief Financial Officer Adrian Morffi. It has 12 employees, 11 of them in advisory roles.
Leadership
Adrian MorffiManaging Director/ Chief Financial Officer- Nicole GobermanChief Operating Officer/ Chief Compliance Officer/ Managing Director
Howard ChinManaging Director- Matthew FalkowskiManaging Director
Christopher HohlsteinSenior Managing Director- Garnett KeithChairman Emeritus
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
Staff
- 12 employees
- 11 in advisory functions
- 11 state-registered reps
- Owns 25% to 50% of Seabridge Investment Advisors LLC
Christopher Hohlstein
Control person · since January 2021
- Owns 10% to 25% of Seabridge Investment Advisors LLC
Adrian Morffi
Control person · since January 2021
- Owns 10% to 25% of Seabridge Investment Advisors LLC
Howard Chin
Control person · since January 2021
- Owns 10% to 25% of Seabridge Investment Advisors LLC
Matthew Falkowski
Control person · since January 2021
- Owns 10% to 25% of Seabridge Investment Advisors LLC
Nicole Goberman
Control person · since January 2021
SeaBridge Investment Advisors’ regulatory assets grew 1.9× from $402M (April 2021) to $771M (June 2026); clients rose from 93 to 201 and employees from 9 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $771M | 201 | 12 | 2 |
| March 2025 | $610M | 194 | 12 | 2 |
| March 2024 | $434M | 110 | 11 | 2 |
| July 2023 | $375M | 106 | 11 | 2 |
| March 2022 | $422M | 113 | 10 | 2 |
| April 2021 | $402M | 93 | 9 | 2 |
Besides its headquarters, SeaBridge Investment Advisors has 1 office, with 2 listed addresses in Georgia and New Jersey.
Georgia · 1 listed address
- 1777 Northeast Expressway, Ne, Atlanta
New Jersey · 1 listed address
- 450 Springfield Ave., Suite 301, SummitHQ
Other business names
SeaBridge Investment Advisors has reported 1 other business name to the SEC.
- Seabridge Private Wealth
Contact and registration details
- Legal name
- Seabridge Investment Advisors LLC
- Headquarters
- 450 Springfield Ave., Suite 301, Summit, NJ 07901-2610
- Website
- seabridge.com
- Phone
- 908-273-5085
- @seabridge-investment-advisors
- SEC file
- 801-55009
- Structure
- New Jersey LLC
- Fiscal year end
- December
SeaBridge Investment Advisors uses Charles Schwab ($703M, 91%) and Morgan Stanley ($67.9M, 9%) as custodians for its separately managed accounts. SeaBridge Investment Advisors has custody of $95.2M in client assets for 68 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $703M91%
- Morgan StanleyMorgan Stanley Smith Barney LLC · New York, NY · $67.9M9%
At year end, SeaBridge Investment Advisors’ separately managed accounts were mostly in stocks (59%) and funds (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $692M across 188 positions; the largest are Taiwan Semiconductor Manufac (4.4%), Apple Inc. (3.7%) and Vanguard Scottsdale Fds (3.4%).
What the accounts hold
- Stocks59%
- Funds33%
- Bonds1%
- Cash7%
Reported 13F holdings
- $692M
- Reported 13F value
- 188
- Positions
- 31.7%
- In the 10 largest
- +17.0%
- Value vs. prior quarter
- Taiwan Semiconductor Manufac · Sponsored ADS4.4%
- Apple Inc.3.7%
- Vanguard Scottsdale Fds · Mtg-bkd Secs ETF3.4%
- Micron Technology Inc.3.3%
- Alphabet Inc. · Cap Stk CL A3.3%
- iShares TR · 7-10 YR Trsy BD3.2%
- Janus Detroit Str TR · Henderson Mtg2.9%
- iShares TR · Pfd And Incm Sec2.9%
- Seagate Technology Hldngs PL2.4%
- Microsoft Corp.2.3%
Together, the ten largest are 31.7% of reported value.
How many clients does SeaBridge Investment Advisors have?
SeaBridge Investment Advisors has 201 clients and manages $771 million for them, as of June 2026. They include 123 high-net-worth individuals, 62 individual clients, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026
What services does SeaBridge Investment Advisors offer?
SeaBridge Investment Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does SeaBridge Investment Advisors use?
SeaBridge Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $703M and Morgan Stanley Smith Barney LLC (New York, NY), with $67.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026
How many financial advisors does SeaBridge Investment Advisors have?
SeaBridge Investment Advisors has 11 investment adviser representatives registered with state securities authorities, out of 12 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SeaBridge Investment Advisors invest in?
At the end of its last fiscal year, SeaBridge Investment Advisors’ separately managed accounts held 59% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns SeaBridge Investment Advisors?
SeaBridge Investment Advisors’ direct owners are Adrian Morffi, Howard Chin, Matthew Falkowski, Christopher Hohlstein and Nicole Goberman, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 3 June 2026
How does SeaBridge Investment Advisors get paid?
SeaBridge Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is SeaBridge Investment Advisors registered with the SEC?
Yes, SeaBridge Investment Advisors has been registered with the SEC as an investment adviser since 3 November 1997. Its CRD number is 108681 and its SEC file number is 801-55009.
Source: Form ADV Part 1A, Item 1, filed 3 June 2026; IAPD firm record
How do I contact SeaBridge Investment Advisors?
SeaBridge Investment Advisors’ main office is at 450 Springfield Ave., Suite 301, Summit, NJ 07901-2610. Its phone number is 908-273-5085. Its website is seabridge.com.