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Paul Auslander

Investment adviser representative at SeaBridge Investment Advisors in Belleair, FL

Investment adviser registrationUpdated

Paul Auslander is an investment adviser representative at Seabridge Investment Advisors LLC, an investment adviser managing $771M, and works from its Belleair, FL office. Paul Auslander has been registered through SeaBridge Investment Advisors since 14 January 2025, has 40 years in the industry across 7 firms and has passed the Series 7, Series 63 and Series 65.

40
Years in industry
1
Years at firm
7
Adviser firms
2
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Paul Auslander has been an investment adviser representative at SeaBridge Investment Advisors since January 2025, and is not listed among the firm’s executive officers or direct owners.

Seabridge Investment Advisors LLC is a Summit, NJ firm with $771M under management, 201 clients and 11 advisers across 2 offices, as of its June 2026 filing.

Paul H. Auslander is President of SeaBridge Private Wealth, a division of SeaBridge Investment Advisors, which he joined in 2025. He oversees the division, providing financial and estate planning, investment management, tax strategies and business valuations. Before joining SeaBridge he was Director of Financial Planning at ProVise Management Group in Clearwater, Florida.

Paul Auslander’s longest registration was 15 years at American Financial Advisors Inc (1997–2013). Before joining SeaBridge Investment Advisors in 2025, Paul Auslander was registered through Kestra Advisory Services, LLC and Provise Management Group, LLC.

  1. – present · 1 year
    Belleair, FL · Adviser representative · Firm CRD 108681
  2. Kestra Advisory Services, LLC
    – · 5 years
    Clearwater, FL · Adviser representative · Firm CRD 283330
  3. Provise Management Group, LLC
    – · 10 years
    Clearwater, FL · Adviser representative · Firm CRD 105375
  4. NFP Advisor Services, LLC
    – · 2 years
    Clearwater, FL · Adviser representative · Firm CRD 42046
  5. Foothill Securities, Inc.
    – · 3 years
    Orlando, FL · Adviser representative · Firm CRD 1027
  6. Ing Financial Partners, Inc
    – · 2 years
    Orlando, FL · Adviser representative · Firm CRD 2882
  7. American Financial Advisors Inc
    – · 15 years
    Orlando, FL · Adviser representative · Firm CRD 108530

Credentials and registrations

Professional designations

Listed by SeaBridge Investment Advisors

  • CERTIFIED FINANCIAL PLANNER™ (CFP®)

Investment adviser representative registrations

Paul Auslander is registered as an investment adviser representative in 2 states. Each was approved in January 2025.

  • FloridaSince 16 January 2025
  • New JerseySince 14 January 2025

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6530 August 1996
Name
Uniform Investment Adviser Law Examination
Series 6310 February 1986
Name
Uniform Securities Agent State Law Examination
Series 716 November 1985
Name
General Securities Representative Examination

Key facts

Full name
Paul Helmut Auslander
CRD
1019443
Office
Belleair, FL
Registration
Investment adviser registration
In the industry since
December 1985
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Paul Auslander work?

Paul Auslander is an investment adviser representative registered through Seabridge Investment Advisors LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Paul Auslander a financial advisor?

Yes. Paul Auslander has a current investment-adviser registration in Florida and New Jersey, through SeaBridge Investment Advisors since January 2025.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Paul Auslander have?

Paul Auslander has 40 years in the financial industry, since December 1985, across 7 adviser firms.

Source: IAPD individual record, checked 24 October 2026

What exams has Paul Auslander passed?

Paul Auslander has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 1985. FINRA credited Paul Auslander with the SIE, which began in October 2018.

Source: IAPD individual record, checked 24 October 2026

Where did Paul Auslander work before SeaBridge Investment Advisors?

Before SeaBridge Investment Advisors, Paul Auslander was registered through Kestra Advisory Services, LLC, May 2016 to December 2021; Provise Management Group, LLC, March 2014 to December 2024; NFP Advisor Services, LLC, February 2014 to September 2016; Foothill Securities, Inc., July 2009 to March 2013; Ing Financial Partners, Inc, June 2007 to June 2009; American Financial Advisors Inc, December 1997 to July 2013.

Source: IAPD individual record, checked 24 October 2026

Where is Paul Auslander based?

Paul Auslander’s registered office is in Belleair, FL.

Source: IAPD individual record, checked 24 October 2026

Is Paul Auslander registered with FINRA?

No. Paul Auslander has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

Is Paul Auslander a CFP?

SeaBridge Investment Advisors lists Paul Auslander with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.

Source: Paul H. Auslander, CFP® biography, seabridge.com

How can I verify Paul Auslander’s record?

Search CRD 1019443 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Auslander’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at SeaBridge Investment Advisors

Sources

  1. IAPD individual record, CRD 1019443, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Seabridge Investment Advisors LLC, filed 3 June 2026. Executive officers and direct owners; this person is not among them.
  3. SeaBridge Investment Advisors team page. Biography, education, credentials, awards.