Nicole Goberman has been Chief Operating Officer/ Chief Compliance Officer/ Managing Director of SeaBridge Investment Advisors since January 2021, is a control person of the firm and directly owns between 10% and 25% of it.
Seabridge Investment Advisors LLC is a Summit, NJ firm with $771M under management, 201 clients and 11 advisers across 2 offices, as of its June 2026 filing.
- – present · 4 yearsSummit, NJ · Adviser representative · Firm CRD 108681
Investment adviser representative registrations
Nicole Goberman is registered as an investment adviser representative in New Jersey, since February 2022.
- New JerseySince 3 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicole J. Goberman
- CRD
- 7325839
- Firm
- SeaBridge Investment Advisors · CRD 108681
- Role
- Chief Operating Officer/ Chief Compliance Officer/ Managing Director
- Office
- 450 SPRINGFIELD AVE., SUITE 301, Summit, NJ 07901-2610
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Goberman work?
Nicole Goberman has been Chief Operating Officer/ Chief Compliance Officer/ Managing Director of Seabridge Investment Advisors LLC since January 2021, and is a control person of the firm.
Is Nicole Goberman a financial advisor?
Yes. Nicole Goberman has a current investment-adviser registration in New Jersey, through SeaBridge Investment Advisors since February 2022.
How many years of experience does Nicole Goberman have?
Nicole Goberman has 4 years in the financial industry, since February 2022, across 1 adviser firm.
What exams has Nicole Goberman passed?
Nicole Goberman passed the Series 65 in December 2021.
Where is Nicole Goberman based?
Nicole Goberman’s registered office is in Summit, NJ.
Is Nicole Goberman registered with FINRA?
No. Nicole Goberman has no current broker registration.
How can I verify Nicole Goberman’s record?
Search CRD 7325839 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Goberman’s full registration record.
