Firms by custodian
Registered investment advisers that custody at The Northern Trust
Search the full directory by firm name, city, state, CRD number or custodian.
107 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Fidelity Diversifying Solutions | Boston, MA | $18.88B |
| Comprehensive Financial Management | Los Gatos, CA | $18.52B |
| Ab Carval Investors | Minneapolis, MN | $18.44B |
| Mackenzie Investments | Boston, MA | $18.07B |
| Sustainable Growth Advisers | Stamford, CT | $16.66B |
| Abbott Capital Management | New York, NY | $15.56B |
| C Worldwide Asset Management Fondsmaeglerselskab A/S | Copenhagen | $15.28B |
| Sit Fixed Income Advisors II | Minneapolis, MN | $14.97B |
| Troy Asset Management | London | $14.70B |
| Amova Asset Management Asia Limited | Singapore | $14.23B |
| Wellington Management Hong Kong Limited | Central, Hong Kong | $14.15B |
| Goldman Sachs Asset Management (singapore) Pte. | Singapore | $13.78B |
| Eagle Point Credit Management | Greenwich, CT | $13.24B |
| Pugh Capital Management | Seattle, WA | $12.82B |
| Ariel Investments | Chicago, IL | $12.78B |
| Duff & Phelps Investment Management | Chicago, IL | $12.75B |
| Lingotto Investment Management | London | $12.71B |
| Westwood Management | Dallas, TX | $12.46B |
| Northcape Capital Pty | Sydney, New South Wales | $12.29B |
| CSM Advisors | Warrendale, PA | $11.65B |
- Headquarters
- Boston, MA
- Regulatory AUM
- $18.88B
- Headquarters
- Los Gatos, CA
- Regulatory AUM
- $18.52B
- Headquarters
- Minneapolis, MN
- Regulatory AUM
- $18.44B
- Headquarters
- Boston, MA
- Regulatory AUM
- $18.07B
- Headquarters
- Stamford, CT
- Regulatory AUM
- $16.66B
- Headquarters
- New York, NY
- Regulatory AUM
- $15.56B
- Headquarters
- Copenhagen
- Regulatory AUM
- $15.28B
- Headquarters
- Minneapolis, MN
- Regulatory AUM
- $14.97B
- Headquarters
- London
- Regulatory AUM
- $14.70B
- Headquarters
- Singapore
- Regulatory AUM
- $14.23B
- Headquarters
- Central, Hong Kong
- Regulatory AUM
- $14.15B
- Headquarters
- Singapore
- Regulatory AUM
- $13.78B
- Headquarters
- Greenwich, CT
- Regulatory AUM
- $13.24B
- Headquarters
- Seattle, WA
- Regulatory AUM
- $12.82B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $12.78B
- Headquarters
- Chicago, IL
- Regulatory AUM
- $12.75B
- Headquarters
- London
- Regulatory AUM
- $12.71B
- Headquarters
- Dallas, TX
- Regulatory AUM
- $12.46B
- Headquarters
- Sydney, New South Wales
- Regulatory AUM
- $12.29B
- Headquarters
- Warrendale, PA
- Regulatory AUM
- $11.65B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Northern Trust here says only what the filing says, and implies nothing about either firm's service.