Skip to content

Firms by custodian

Registered investment advisers that custody at The Northern Trust

107 SEC-registered advisers report The Northern Trust as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

107 firms listed

Headquarters
Seattle, WA
Regulatory AUM
$35.03B
Headquarters
Bridgewater, NJ
Regulatory AUM
$32.06B
Headquarters
New York, NY
Regulatory AUM
$30.48B
Headquarters
Boston, MA
Regulatory AUM
$29.81B
Headquarters
Charlottesville, VA
Regulatory AUM
$29.35B
Headquarters
Singapore
Regulatory AUM
$29.29B
Headquarters
Atlanta, GA
Regulatory AUM
$28.64B
Headquarters
Greenwich, CT
Regulatory AUM
$28.06B
Headquarters
London
Regulatory AUM
$26.96B
Headquarters
New York, NY
Regulatory AUM
$26.14B
Headquarters
Chicago, IL
Regulatory AUM
$26.12B
Headquarters
London
Regulatory AUM
$25.82B
Headquarters
Mission Woods, KS
Regulatory AUM
$25.59B
Headquarters
Miami, FL
Regulatory AUM
$24.57B
Headquarters
London
Regulatory AUM
$24.40B
Headquarters
Philadelphia, PA
Regulatory AUM
$24.27B
Headquarters
London
Regulatory AUM
$23.85B
Headquarters
Sydney, NSW
Regulatory AUM
$20.80B
Headquarters
Toronto, Ontario
Regulatory AUM
$19.09B
Headquarters
New York, NY
Regulatory AUM
$18.99B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Northern Trust here says only what the filing says, and implies nothing about either firm's service.