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Firms by custodian

Registered investment advisers that custody at The Northern Trust

107 SEC-registered advisers report The Northern Trust as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

107 firms listed

Headquarters
Chicago, IL
Regulatory AUM
$65.60B
Headquarters
Philadelphia, PA
Regulatory AUM
$65.44B
Headquarters
Chicago, IL
Regulatory AUM
$62.67B
Headquarters
Los Angeles, CA
Regulatory AUM
$62.24B
Headquarters
Boston, MA
Regulatory AUM
$59.16B
Headquarters
Los Angeles, CA
Regulatory AUM
$58.21B
Headquarters
Barangaroo, NSW
Regulatory AUM
$52.93B
Headquarters
Marina Del Rey, CA
Regulatory AUM
$48.51B
Headquarters
Newport Beach, CA
Regulatory AUM
$45.88B
Headquarters
Atlanta, GA
Regulatory AUM
$42.61B
Headquarters
ST. Louis, MO
Regulatory AUM
$42.41B
Headquarters
New York, NY
Regulatory AUM
$41.47B
Headquarters
La Jolla, CA
Regulatory AUM
$40.65B
Headquarters
Los Angeles, CA
Regulatory AUM
$40.58B
Headquarters
Los Angeles, CA
Regulatory AUM
$38.82B
Headquarters
Charlottesville, VA
Regulatory AUM
$38.52B
Headquarters
Los Angeles, CA
Regulatory AUM
$36.93B
Headquarters
New York, NY
Regulatory AUM
$35.80B
Headquarters
Arlington, VA
Regulatory AUM
$35.51B
Headquarters
New York, NY
Regulatory AUM
$35.20B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Northern Trust here says only what the filing says, and implies nothing about either firm's service.