Skip to content

Firms by custodian

Registered investment advisers that custody at The Northern Trust

107 SEC-registered advisers report The Northern Trust as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.

Search the full directory by firm name, city, state, CRD number or custodian.

107 firms listed

Headquarters
New York, NY
Regulatory AUM
$159.52B
Headquarters
Los Angeles, CA
Regulatory AUM
$158.23B
Headquarters
New York, NY
Regulatory AUM
$150.40B
Headquarters
Westport, CT
Regulatory AUM
$150.16B
Headquarters
Pasadena, CA
Regulatory AUM
$139.34B
Headquarters
Boston, MA
Regulatory AUM
$136.48B
Headquarters
Boston, MA
Regulatory AUM
$130.65B
Headquarters
London
Regulatory AUM
$130.19B
Headquarters
Boston, MA
Regulatory AUM
$116.17B
Headquarters
New York, NY
Regulatory AUM
$115.94B
Headquarters
Boston, MA
Regulatory AUM
$113.59B
Headquarters
Newark, NJ
Regulatory AUM
$110.95B
Headquarters
Chicago, IL
Regulatory AUM
$104.25B
Headquarters
London
Regulatory AUM
$97.98B
Headquarters
Tampa, FL
Regulatory AUM
$93.32B
Headquarters
London
Regulatory AUM
$82.55B
Headquarters
Seattle, WA
Regulatory AUM
$81.09B
Headquarters
Los Angeles, CA
Regulatory AUM
$78.52B
Headquarters
Boston, MA
Regulatory AUM
$76.30B
Headquarters
Edinburgh
Regulatory AUM
$66.67B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.

A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Northern Trust here says only what the filing says, and implies nothing about either firm's service.