Clients
Schroder Investment Management North America serves 111 clients, 60 of them investment companies. The average client has about $744 million with the firm, and high-net-worth clients hold 0% of its $82.5 billion in assets.
- Investment companies60 clients68%
- Pooled investment vehicles15 clients11%
- Pension and profit-sharing plans7 clients2%
- State or municipal government entities16 clients14%
- Other investment advisers4 clients2%
- OtherHigh-net-worth individuals, Charitable organizations, Insurance companies, Sovereign wealth funds and foreign official institutions, Corporations and other businesses3%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 2 | $47,678,822 | 0.1% | $23.8M |
| Investment companies | 60 | $55,780,405,968 | 67.6% | $929.7M |
| Pooled investment vehicles | 15 | $9,084,279,109 | 11.0% | $605.6M |
| Pension and profit-sharing plans | 7 | $1,758,084,561 | 2.1% | $251.2M |
| Charitable organizations | 1 | $112,979,082 | 0.1% | $113.0M |
| State or municipal government entities | 16 | $11,806,040,991 | 14.3% | $737.9M |
| Other investment advisers | 4 | $1,831,105,061 | 2.2% | $457.8M |
| Insurance companies | 2 | $532,582,184 | 0.6% | $266.3M |
| Sovereign wealth funds and foreign official institutions | 3 | $1,538,191,490 | 1.9% | $512.7M |
| Corporations and other businesses | 1 | $53,682,632 | 0.1% | $53.7M |
| Total | 111 | $82,545,029,900 | 100% | $743.6M |
- Clients
- 2
- Regulatory AUM
- $47,678,822
- Share
- 0.1%
- Avg. per client
- $23.8M
- Clients
- 60
- Regulatory AUM
- $55,780,405,968
- Share
- 67.6%
- Avg. per client
- $929.7M
- Clients
- 15
- Regulatory AUM
- $9,084,279,109
- Share
- 11.0%
- Avg. per client
- $605.6M
- Clients
- 7
- Regulatory AUM
- $1,758,084,561
- Share
- 2.1%
- Avg. per client
- $251.2M
- Clients
- 1
- Regulatory AUM
- $112,979,082
- Share
- 0.1%
- Avg. per client
- $113.0M
- Clients
- 16
- Regulatory AUM
- $11,806,040,991
- Share
- 14.3%
- Avg. per client
- $737.9M
- Clients
- 4
- Regulatory AUM
- $1,831,105,061
- Share
- 2.2%
- Avg. per client
- $457.8M
- Clients
- 2
- Regulatory AUM
- $532,582,184
- Share
- 0.6%
- Avg. per client
- $266.3M
- Clients
- 3
- Regulatory AUM
- $1,538,191,490
- Share
- 1.9%
- Avg. per client
- $512.7M
- Clients
- 1
- Regulatory AUM
- $53,682,632
- Share
- 0.1%
- Avg. per client
- $53.7M
Total
- Clients
- 111
- Regulatory AUM
- $82,545,029,900
- Share
- 100%
- Avg. per client
- $743.6M
What it does
Schroder Investment Management North America provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Schroder Investment Management North America provided financial planning to 0 clients last fiscal year and advises no private funds.
97.8% of assets ($80.71B across 107 accounts) are managed with discretion; $1.83B across 4 accounts are not. 17% of clients are outside the U.S., and 4 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks98%
- Funds2%
Custodians
Schroder Investment Management North America’s client accounts are held mainly at State Street Bank and Trust, with 7% of managed assets, and The Bank of New York Mellon, with 6%. Schroder Investment Management North America has custody of client assets.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $4.91B6%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $3.30B4%
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $5.87B7%
- All other custodians$68.46B83%
Ownership and leadership
Schroder Investment Management LTD. owns 75% or more of Schroder Investment Management North America.
- Owns 75% or more of Schroder Investment Management North America LTD
Schroder Investment Management LTD.
Control person · since May 1989
- Owns 75% or more of Schroder Investment Management LTD.
Schroder International Holdings Limited
Control person · since July 2017
- Owns 75% or more of Schroder International Holdings Limited
Schroder Administration Limited
Control person · since July 2017
- Owns 75% or more of Schroder Administration Limited
Schroders PLC
Control person · since June 2004
Leadership
- Raj DhamiChief Compliance Officer
- Louise FreemanHead of Corporate Reporting
- Andrew MoscowDirector
- Christopher TaylorDirector
Staff
- 300 employees
- 237 in advisory functions
Fees
Schroder Investment Management North America is paid through a percentage of assets under management and performance-based fees.
Schroder Investment Management North America’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Schroder Investment Management North America has 3 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Schroder Investment Management North America LTD
- Headquarters
- 1 London Wall Place, London, United Kingdom EC2Y 5AU
- Phone
- 4402076586000
- Website
- Not reported
- SEC file
- 801-37163
- Structure
- corporation organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Schroder Investment Management North America have?
Schroder Investment Management North America has 111 clients and manages $82.5 billion for them, as of March 2026. They include 60 investment companies, 16 state or municipal government entities and 15 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Schroder Investment Management North America offer?
Schroder Investment Management North America provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Schroder Investment Management North America use?
Schroder Investment Management North America’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $5,873,118,890, The Bank of New York Mellon (New York, NY), with $4,909,315,860 and The Northern Trust Company (Chicago, IL), with $3,299,607,302. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Schroder Investment Management North America have?
Schroder Investment Management North America has 0 investment adviser representatives registered with state securities authorities, out of 300 employees, and 237 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Schroder Investment Management North America invest in?
At the end of its last fiscal year, Schroder Investment Management North America’s separately managed accounts held 98% exchange-traded equities and 2% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Schroder Investment Management North America?
Schroder Investment Management North America is owned through a chain of holding companies by Schroders PLC. Its direct owner is Schroder Investment Management LTD. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Schroder Investment Management North America get paid?
Schroder Investment Management North America is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file