Clients
Schroder Investment Management North America serves 426 clients, 183 of them investment companies. The average client has about $353 million with the firm, and high-net-worth clients hold 0% of its $150.4 billion in assets.
- Investment companies183 clients63%
- Pooled investment vehicles47 clients10%
- Pension and profit-sharing plans52 clients7%
- State or municipal government entities33 clients10%
- Insurance companies42 clients5%
- OtherHigh-net-worth individuals, Charitable organizations, Other investment advisers, Sovereign wealth funds and foreign official institutions, Corporations and other businesses5%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 31 | $714,762,603 | 0.5% | $23.1M |
| Investment companies | 183 | $95,395,192,464 | 63.4% | $521.3M |
| Pooled investment vehicles | 47 | $14,638,775,544 | 9.7% | $311.5M |
| Pension and profit-sharing plans | 52 | $11,204,427,663 | 7.4% | $215.5M |
| Charitable organizations | 10 | $928,333,236 | 0.6% | $92.8M |
| State or municipal government entities | 33 | $14,608,144,518 | 9.7% | $442.7M |
| Other investment advisers | 8 | $1,831,105,061 | 1.2% | $228.9M |
| Insurance companies | 42 | $7,013,092,064 | 4.7% | $167.0M |
| Sovereign wealth funds and foreign official institutions | 10 | $1,968,298,314 | 1.3% | $196.8M |
| Corporations and other businesses | 10 | $2,094,572,154 | 1.4% | $209.5M |
| Total | 426 | $150,396,703,621 | 100% | $353.0M |
- Clients
- 31
- Regulatory AUM
- $714,762,603
- Share
- 0.5%
- Avg. per client
- $23.1M
- Clients
- 183
- Regulatory AUM
- $95,395,192,464
- Share
- 63.4%
- Avg. per client
- $521.3M
- Clients
- 47
- Regulatory AUM
- $14,638,775,544
- Share
- 9.7%
- Avg. per client
- $311.5M
- Clients
- 52
- Regulatory AUM
- $11,204,427,663
- Share
- 7.4%
- Avg. per client
- $215.5M
- Clients
- 10
- Regulatory AUM
- $928,333,236
- Share
- 0.6%
- Avg. per client
- $92.8M
- Clients
- 33
- Regulatory AUM
- $14,608,144,518
- Share
- 9.7%
- Avg. per client
- $442.7M
- Clients
- 8
- Regulatory AUM
- $1,831,105,061
- Share
- 1.2%
- Avg. per client
- $228.9M
- Clients
- 42
- Regulatory AUM
- $7,013,092,064
- Share
- 4.7%
- Avg. per client
- $167.0M
- Clients
- 10
- Regulatory AUM
- $1,968,298,314
- Share
- 1.3%
- Avg. per client
- $196.8M
- Clients
- 10
- Regulatory AUM
- $2,094,572,154
- Share
- 1.4%
- Avg. per client
- $209.5M
Total
- Clients
- 426
- Regulatory AUM
- $150,396,703,621
- Share
- 100%
- Avg. per client
- $353.0M
What it does
Schroder Investment Management North America provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Schroder Investment Management North America provided financial planning to 0 clients last fiscal year and advises 17 private funds.
99.0% of assets ($148.94B across 422 accounts) are managed with discretion; $1.45B across 4 accounts are not. 45% of clients are outside the U.S., and 4 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks41%
- Funds2%
- Bonds35%
- Investment grade corporate bonds15%
- U.S. government and agency bonds9%
- State and local bonds6%
- Sovereign bonds3%
- High-yield corporate bonds2%
- Cash2%
- Other20%
- Securitized assets11%
- Derivatives9%
Custodians
Schroder Investment Management North America’s client accounts are held mainly at State Street Bank & Trust, with 8% of managed assets, and The Northern Trust, with 5%. Schroder Investment Management North America has custody of $147.4M for 1 clients.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $7.10B5%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $8.17B5%
- State Street Bank & TrustState Street Bank & Trust Company · Boston, MA · $12.67B8%
- All other custodians$122.45B81%
Ownership and leadership
Schroder US Holdings Inc. owns 75% or more of Schroder Investment Management North America, and Thomas Darnowski is its CEO.
- Owns 75% or more of Schroder Investment Management North America Inc
Schroder US Holdings Inc.
Control person · since June 1999
- Owns 75% or more of Schroder US Holdings Inc.
Schroder International Holdings Limited
Control person · since December 1980
- Owns 75% or more of Schroder Investment Management North America Inc
Schroder Administration Limited
Control person · since June 2004
- Owns 75% or more of Schroder Administration Limited
Schroders PLC
Control person · since June 2004
Leadership
- Thomas DarnowskiChief Executive Officer, Chair and Director
- Shanak PatnaikChief Compliance Officer
- Ryan ChelfGeneral Counsel, Americas
- Lisa HornbyDirector
- Madiha MaqsoodDirector
- Scott McKayDirector
Staff
- 254 employees
- 110 in advisory functions
- 64 broker-dealer reps
- 1 soliciting firm
Fees
Schroder Investment Management North America is paid through a percentage of assets under management and performance-based fees.
Schroder Investment Management North America’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Schroder Investment Management North America has 3 offices (1 private residence, listed without an address), with 3 listed addresses across 3 states.
California · 1 listed address
- 623246 36th Ave SW, Newport Beach
Florida · 1 listed address
- Regus Center, Suite 907, Miami
New York · 1 listed address
- 7 Bryant Park, 19th Floor, New YorkHQ
Registration details
- Legal name
- Schroder Investment Management North America Inc
- Headquarters
- 7 Bryant Park, 19th Floor, New York, NY 10018
- Phone
- 212-641-3800
- Website
- Not reported
- SEC file
- 801-15834
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Schroder Investment Management North America have?
Schroder Investment Management North America has 426 clients and manages $150.4 billion for them, as of March 2026. They include 183 investment companies, 52 pension and profit-sharing plans and 47 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Schroder Investment Management North America offer?
Schroder Investment Management North America provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Schroder Investment Management North America use?
Schroder Investment Management North America’s separately managed account assets are held at State Street Bank & Trust Company (Boston, MA), with $12,669,788,121, The Northern Trust Company (Chicago, IL), with $8,173,203,934 and The Bank of New York Mellon (New York, NY), with $7,102,156,764. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Schroder Investment Management North America have?
Schroder Investment Management North America has 0 investment adviser representatives registered with state securities authorities, out of 254 employees, and 110 perform investment advisory functions. 64 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Schroder Investment Management North America invest in?
At the end of its last fiscal year, Schroder Investment Management North America’s separately managed accounts held 41% exchange-traded equities, 15% investment grade corporate bonds, 11% securitized assets, 9% U.S. government and agency bonds, 9% derivatives, 6% state and local bonds, 3% sovereign bonds, 2% high-yield corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents. It advises 17 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Schroder Investment Management North America?
Schroder Investment Management North America is owned through holding companies by Schroder International Holdings Limited and Schroders PLC. Its direct owners are Schroder US Holdings Inc. (75% or more) and Schroder Administration Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Schroder Investment Management North America get paid?
Schroder Investment Management North America is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file