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Thomas Darnowski

Chief Executive Officer, Chair and Director at Schroder Investment Management North America

Broker registration; no current adviser registration

Thomas Darnowski is Chief Executive Officer, Chair and Director of Schroder Investment Management North America Inc, a New York investment adviser managing $150B. Thomas Darnowski has a current broker registration and no current investment-adviser registration and has passed the Series 6 and Series 26.

2
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Thomas Darnowski has been Chief Executive Officer, Chair and Director of Schroder Investment Management North America since January 2025. Thomas Darnowski is a control person of the firm and directly owns under 5% of it.

Schroder Investment Management North America Inc is a New York, NY firm with $150B under management, 426 clients and 110 advisers across 4 offices, as of its March 2026 filing.

No adviser firm registrations are on Thomas Darnowski’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2620 February 2009
Name
Investment Company Products/Variable Contracts Principal Examination
Series 623 December 2008
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Thomas John Darnowski
CRD
5609038

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Thomas Darnowski work?

Thomas Darnowski has been Chief Executive Officer, Chair and Director of Schroder Investment Management North America Inc since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Thomas Darnowski have a current investment-adviser registration?

Thomas Darnowski has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Thomas Darnowski passed?

Thomas Darnowski has passed 2 licensing exams: the Series 6 and Series 26. The earliest, the Series 6, was passed in December 2008. FINRA credited Thomas Darnowski with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Schroder Investment Management North America

Sources

  1. IAPD individual record, CRD 5609038. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Schroder Investment Management North America Inc, filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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