Clients
Equitable Investment Management Group serves 3 clients, 2 of them pooled investment vehicles. The average client has about $55.7 billion with the firm.
- Investment companies1 clients100%
- Pooled investment vehicles2 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $166,944,182,033 | 99.9% | $166.94B |
| Pooled investment vehicles | 2 | $209,123,386 | 0.1% | $104.6M |
| Total | 3 | $167,153,305,419 | 100% | $55.72B |
- Clients
- 1
- Regulatory AUM
- $166,944,182,033
- Share
- 99.9%
- Avg. per client
- $166.94B
- Clients
- 2
- Regulatory AUM
- $209,123,386
- Share
- 0.1%
- Avg. per client
- $104.6M
Total
- Clients
- 3
- Regulatory AUM
- $167,153,305,419
- Share
- 100%
- Avg. per client
- $55.72B
What it does
Equitable Investment Management Group provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities. It is paid through a percentage of assets.
Equitable Investment Management Group advises no private funds.
100.0% of assets ($167.15B across 113 accounts) are managed with discretion. 3% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Equitable Investment Management Group does not have custody of client assets.
- All other custodians$167.15B100%
Ownership and leadership
Equitable Financial Life Insurance Company owns 75% or more of Equitable Investment Management Group, and Steven Joenk is its CEO.
- Owns 75% or more of Equitable Investment Management Group, LLC
Equitable Financial Life Insurance Company
Control person · since February 2011
- Owns 75% or more of Equitable Financial Life Insurance Company
Equitable Financial Services, LLC
Control person · since June 2002
- Owns 75% or more of Equitable Financial Services, LLC
Equitable Holdings, Inc.
Control person · since October 2018
Leadership
- Steven JoenkDirector, Chairman of the Board and Chief Executive Officer
- Jessica BaehrDirector and President
- Shane DalyExecutive Vice President, General Counsel, and Secretary
- Andrew HoustonSenior Vice President and Chief Operating Officer
- Kenneth KozlowskiDirector, Executive Vice President and Chief Investment Officer
- Joseph PaoloSenior Vice President and Chief Compliance Officer
- Brian WalshDirector and Senior Vice President
Staff
- 67 employees
- 11 in advisory functions
- 17 broker-dealer reps
- 5 insurance agents
Fees
Equitable Investment Management Group is paid through a percentage of assets under management.
Brochure fee details have not yet been processed for this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Equitable Investment Management Group has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 1345 Avenue of the Americas, New YorkHQ
Registration details
- Legal name
- Equitable Investment Management Group, LLC
- Headquarters
- 1345 Avenue of the Americas, New York, NY 10105
- Phone
- 212-314-5051
- Website
- equitable.com
- SEC file
- 801-72220
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Equitable Investment Management Group have?
Equitable Investment Management Group has 3 clients and manages $167.2 billion for them, as of March 2026. They include 2 pooled investment vehicles and 1 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Equitable Investment Management Group offer?
Equitable Investment Management Group provides portfolio management for investment companies, portfolio management for pooled vehicles, selecting other managers and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Equitable Investment Management Group have?
Equitable Investment Management Group has 0 investment adviser representatives registered with state securities authorities, out of 67 employees, and 11 perform investment advisory functions. 17 are registered representatives of a broker-dealer and 5 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Equitable Investment Management Group?
Equitable Investment Management Group is owned through a chain of holding companies by Equitable Holdings, Inc. Its direct owner is Equitable Financial Life Insurance Company (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Equitable Investment Management Group get paid?
Equitable Investment Management Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
