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Jessica Baehr

Director and President at Equitable Investment Management Group

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Jessica Baehr is Director and President of Equitable Investment Management Group, LLC, a New York investment adviser managing $167B. Jessica Baehr has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO, Series 24 and Series 99TO.

Role at Equitable Investment Management Group

Title on Schedule A
Director and President
Control
Jessica Baehr is a control person of Equitable Investment Management Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jessica Baehr has held the filed role since February 2024.

The firm

Equitable Investment Management Group, LLC
New York, NY

Form ADV filed 27 March 2026

$167B AUM3 clients11 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed Series 24 · 2022
  3. Passed SIE and Series 7TO · 2021

Registrations and exams

Broker registration; no current adviser registration. Jessica Baehr has passed 4 qualifying exams.

Examinations

Series 2412 June 2022
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 7TO27 November 2021
Name
General Securities Representative Examination
SIE16 July 2021
Name
Securities Industry Essentials Examination

Individual record

Full name
Jessica Lynn Baehr
CRD
7373859
Firm
Equitable Investment Management Group, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Jessica Baehr work?

Jessica Baehr has been Director and President of Equitable Investment Management Group, LLC since February 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Does Jessica Baehr have a current investment-adviser registration?

Jessica Baehr has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Jessica Baehr passed?

Jessica Baehr has passed 4 licensing exams: the SIE, Series 7TO, Series 24 and Series 99TO. The earliest, the SIE, was passed in July 2021.

Source: IAPD individual record, checked 18 October 2026

Leadership at Equitable Investment Management Group

  • Steven Joenk
    Director, Chairman of the Board and Chief Executive Officer
  • Shane Daly
    Executive Vice President, General Counsel, and Secretary
  • Andrew Houston
    Senior Vice President and Chief Operating Officer
  • Kenneth Kozlowski
    Director, Executive Vice President and Chief Investment Officer
  • Joseph Paolo
    Senior Vice President and Chief Compliance Officer
  • Brian Walsh
    Director and Senior Vice President

Sources

  1. IAPD individual record, CRD 7373859. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Equitable Investment Management Group, LLC, filed 27 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jessica Baehr or Equitable Investment Management Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.