Niva WealthLet’s talk

Joseph Paolo

Senior Vice President and Chief Compliance Officer at Equitable Investment Management Group

Officer record from the firm’s Form ADVForm ADV filed 27 March 2026

Joseph Paolo is Senior Vice President and Chief Compliance Officer of Equitable Investment Management Group, LLC, a New York investment adviser.

Role at Equitable Investment Management Group

Title on Schedule A
Senior Vice President and Chief Compliance Officer
Control
Joseph Paolo is a control person of Equitable Investment Management Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Paolo has held the filed role since February 2011.

The firm

Equitable Investment Management Group, LLC
New York, NY

Form ADV filed 27 March 2026

$167B AUM3 clients11 advisers1 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Joseph Paolo is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Joseph Paolo
CRD
4939209
Firm
Equitable Investment Management Group, LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Paolo work?

Joseph Paolo has been Senior Vice President and Chief Compliance Officer of Equitable Investment Management Group, LLC since February 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Leadership at Equitable Investment Management Group

Sources

  1. IAPD individual lookup, CRD 4939209. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Equitable Investment Management Group, LLC, filed 27 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Paolo or Equitable Investment Management Group, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.