Clients
First Sentier Investors (australia) Im serves 98 clients, 43 of them pooled investment vehicles. The average client has about $540 million with the firm.
- Banking or thrift institutions3 clients2%
- Pooled investment vehicles43 clients40%
- Pension and profit-sharing plans14 clients13%
- State or municipal government entities5 clients3%
- Sovereign wealth funds and foreign official institutions21 clients38%
- OtherInvestment companies, Other investment advisers, Insurance companies, Corporations and other businesses5%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 3 | $1,076,333,869 | 2.0% | $358.8M |
| Investment companies | 5 | $966,673,732 | 1.8% | $193.3M |
| Pooled investment vehicles | 43 | $21,139,641,419 | 39.9% | $491.6M |
| Pension and profit-sharing plans | 14 | $6,673,221,945 | 12.6% | $476.7M |
| State or municipal government entities | 5 | $1,501,905,872 | 2.8% | $300.4M |
| Other investment advisers | 1 | $43,920,143 | 0.1% | $43.9M |
| Insurance companies | 2 | $543,875,109 | 1.0% | $271.9M |
| Sovereign wealth funds and foreign official institutions | 21 | $20,122,808,070 | 38.0% | $958.2M |
| Corporations and other businesses | 4 | $862,203,918 | 1.6% | $215.6M |
| Total | 98 | $52,930,584,077 | 100% | $540.1M |
- Clients
- 3
- Regulatory AUM
- $1,076,333,869
- Share
- 2.0%
- Avg. per client
- $358.8M
- Clients
- 5
- Regulatory AUM
- $966,673,732
- Share
- 1.8%
- Avg. per client
- $193.3M
- Clients
- 43
- Regulatory AUM
- $21,139,641,419
- Share
- 39.9%
- Avg. per client
- $491.6M
- Clients
- 14
- Regulatory AUM
- $6,673,221,945
- Share
- 12.6%
- Avg. per client
- $476.7M
- Clients
- 5
- Regulatory AUM
- $1,501,905,872
- Share
- 2.8%
- Avg. per client
- $300.4M
- Clients
- 1
- Regulatory AUM
- $43,920,143
- Share
- 0.1%
- Avg. per client
- $43.9M
- Clients
- 2
- Regulatory AUM
- $543,875,109
- Share
- 1.0%
- Avg. per client
- $271.9M
- Clients
- 21
- Regulatory AUM
- $20,122,808,070
- Share
- 38.0%
- Avg. per client
- $958.2M
- Clients
- 4
- Regulatory AUM
- $862,203,918
- Share
- 1.6%
- Avg. per client
- $215.6M
Total
- Clients
- 98
- Regulatory AUM
- $52,930,584,077
- Share
- 100%
- Avg. per client
- $540.1M
What it does
First Sentier Investors (australia) Im provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
First Sentier Investors (australia) Im advises no private funds.
100.0% of assets ($52.93B across 98 accounts) are managed with discretion. 97% of clients are outside the U.S., and 7 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks19%
- Cash81%
Custodians
First Sentier Investors (australia) Im’s client accounts are held mainly at The Northern Trust, with 42% of managed assets. First Sentier Investors (australia) Im does not have custody of client assets.
- The Northern TrustThe Northern Trust Company · Melbourne · $22.17B42%
- All other custodians$30.76B58%
Ownership and leadership
First Sentier Group Limited owns 75% or more of First Sentier Investors (australia) Im, and Harry Moore is its CEO.
- Owns 75% or more of First Sentier Investors (australia) Im LTD
First Sentier Group Limited
Control person · since August 2019
- Owns 75% or more of First Sentier Group Limited
Mitsubishi Ufj Trust and Banking Corporation
Control person · since August 2019
- Owns 75% or more of Mitsubishi Ufj Trust and Banking Corporation
Mitsubishi Ufj Financial Group, Inc
Control person · since October 2005
Leadership
- Harry MooreChief Executive Officer
- Ashley ConnChief Financial and Strategy Officer
- Amanda GazalChief Operating Officer
- Emma TetleyChief Compliance Officer
- Hendrie KosterDirector
- Noel O'BrienDirector
- Lauren PrendivilleDirector
- Lisa WarburtonGroup General Counsel
Staff
- 313 employees
- 51 in advisory functions
Fees
First Sentier Investors (australia) Im is paid through a percentage of assets under management and performance-based fees.
First Sentier Investors (australia) Im’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, First Sentier Investors (australia) Im has 2 offices, with 2 listed addresses in 1 state.
New York · 1 listed address
- Floor 17, New York
Choose a state to see its listed addresses.
Registration details
- Legal name
- First Sentier Investors (australia) Im LTD
- Headquarters
- Level 5, Tower 3, International Towers, 300 Barangaroo Avenue, Barangaroo, NSW, Australia 2000
- Phone
- 61290105200
- Website
- Not reported
- SEC file
- 801-73006
- Structure
- corporation organized in Australia
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does First Sentier Investors (australia) Im have?
First Sentier Investors (australia) Im has 98 clients and manages $52.9 billion for them, as of April 2026. They include 43 pooled investment vehicles, 21 sovereign wealth funds and foreign official institutions and 14 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 April 2026
What services does First Sentier Investors (australia) Im offer?
First Sentier Investors (australia) Im provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does First Sentier Investors (australia) Im use?
First Sentier Investors (australia) Im’s separately managed account assets are held at The Northern Trust Company (Melbourne), with $22,166,657,285. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 April 2026
How many financial advisors does First Sentier Investors (australia) Im have?
First Sentier Investors (australia) Im has 0 investment adviser representatives registered with state securities authorities, out of 313 employees, and 51 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does First Sentier Investors (australia) Im invest in?
At the end of its last fiscal year, First Sentier Investors (australia) Im’s separately managed accounts held 81% cash and equivalents and 19% exchange-traded equities. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns First Sentier Investors (australia) Im?
First Sentier Investors (australia) Im is owned through a chain of holding companies by Mitsubishi Ufj Financial Group, Inc. Its direct owner is First Sentier Group Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 April 2026
How does First Sentier Investors (australia) Im get paid?
First Sentier Investors (australia) Im is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file