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Mackenzie Investments

SEC-registered adviser since 2013Boston, MACRD 165899

$18.1B
AUM
53
Clients
See fees
Fee
10
Advisory staff

From Form ADV filed 30 March 2026 · data retrieved 15 October 2026SEC record

Mackenzie Investments is an investment adviser headquartered in Boston, Massachusetts, and registered with the SEC since 2013. Its clients include pooled investment vehicles, state or municipal government entities and investment companies.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Mackenzie Financial Corporation owns 75% or more of Mackenzie Investments.

Clients

Mackenzie Investments serves 53 clients, 51 of them pooled investment vehicles. The average client has about $341 million with the firm.

Regulatory assets by client type
  • Investment companies2 clients4%
  • Pooled investment vehicles51 clients85%
  • State or municipal government entities9%
  • OtherInsurance companies, Sovereign wealth funds and foreign official institutions, Other2%
Show client breakdown
Investment companies
Clients
2
Regulatory AUM
$716,178,227
Share
4.0%
Avg. per client
$358.1M
Pooled investment vehicles
Clients
51
Regulatory AUM
$15,408,673,433
Share
85.3%
Avg. per client
$302.1M
State or municipal government entities
Clients
Not reported
Regulatory AUM
$1,542,692,629
Share
8.5%
Avg. per client
—
Insurance companies
Clients
Not reported
Regulatory AUM
$283,907,404
Share
1.6%
Avg. per client
—
Sovereign wealth funds and foreign official institutions
Clients
Not reported
Regulatory AUM
$109,657,215
Share
0.6%
Avg. per client
—
Other
Clients
Not reported
Regulatory AUM
$6,930,353
Share
0.0%
Avg. per client
—

Total

Clients
53
Regulatory AUM
$18,068,039,261
Share
100%
Avg. per client
$340.9M

What it does

Mackenzie Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

Mackenzie Investments advises 8 private funds.

100.0% of assets ($18.07B across 63 accounts) are managed with discretion. 93% of clients are outside the U.S., and 1 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks98%
  • Cash2%

Custodians

Mackenzie Investments’ client accounts are held mainly at CIBC Mellon Global Securities Services, with 6% of managed assets, and State Street Trust, with 4%. Mackenzie Investments has custody of client assets.

Managed account assets by custodian
  • CIBC Mellon Global Securities ServicesCIBC Mellon Global Securities Services Company · Toronto · $1.04B6%
  • State Street TrustState Street Trust Company · Quincy, MA · $791.5M4%
  • Master Trust Company of JapanMaster Trust Company of Japan, LTD. · Tokoyo · $791.5M4%
  • Bank of China Hong KongBank of China Hong Kong · Hong Kong · $109.7M1%
  • OtherThe Northern Trust, All other custodians85%

Ownership and leadership

Mackenzie Financial Corporation owns 75% or more of Mackenzie Investments.

Who owns the firm
Mackenzie Investments Corporation· the adviser

  • Mackenzie Financial Corporation

    Control person · since September 2012

    Owns 75% or more of Mackenzie Investments Corporation

Leadership

  • Arup Datta
    Senior Vice-President, Investment Management and General Manager
  • Joseph Gould
    Director, President and CEO
  • Steven Locke
    Director and Senior Vice-President, Chief Investment Officer
  • Keith Potter
    Director, Executive Vice-President and CFO
  • Gillian Seidler
    Chief Compliance Officer
  • Rhonda Goldberg
    Director
  • Cynthia Reiter Currie
    Director
  • Nicholas Westlind
    Director

Staff

  • 16 employees
  • 10 in advisory functions
  • 2 broker-dealer reps
  • 3 soliciting firms

Fees

Mackenzie Investments is paid through a percentage of assets under management and performance-based fees.

Mackenzie Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Mackenzie Investments has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

Massachusetts · 1 listed address

  • Two International Place, Suite 2320, BostonHQ

Other business names

Mackenzie Investments has reported 1 other business name to the SEC.

  • Mackenzie Investments

Registration details

Legal name
Mackenzie Investments Corporation
Headquarters
Two International Place, Suite 2320, Boston, MA 02110
Phone
617-439-9500
Website
www.mackenzieinvestments.com
SEC file
801-77541
Structure
Delaware corporation
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Mackenzie Investments have?

Mackenzie Investments has 53 clients and manages $18.1 billion for them, as of March 2026. They include 51 pooled investment vehicles and 2 investment companies.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026

What services does Mackenzie Investments offer?

Mackenzie Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Mackenzie Investments use?

Mackenzie Investments’ separately managed account assets are held at CIBC Mellon Global Securities Services Company (Toronto), with $1,035,115,263, State Street Trust Company (Quincy, MA), with $791,484,770, Master Trust Company of Japan, LTD. (Tokoyo), with $791,484,770, Bank of China Hong Kong (Hong Kong), with $109,657,215 and The Northern Trust Company (Chicago, IL), with $6,930,353. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026

How many financial advisors does Mackenzie Investments have?

Mackenzie Investments has 0 investment adviser representatives registered with state securities authorities, out of 16 employees, and 10 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Mackenzie Investments invest in?

At the end of its last fiscal year, Mackenzie Investments’ separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents. It advises 8 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Mackenzie Investments?

Mackenzie Investments’ direct owner is Mackenzie Financial Corporation (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026

How does Mackenzie Investments get paid?

Mackenzie Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 30 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 165899.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Mackenzie Investments Corporation and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.