Clients
Weiss Asset Management serves 2 clients. The average client has about $7.78 billion with the firm.
- Pooled investment vehicles2 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $15,557,388,898 | 100.0% | $7.78B |
| Total | 2 | $15,557,388,898 | 100% | $7.78B |
- Clients
- 2
- Regulatory AUM
- $15,557,388,898
- Share
- 100.0%
- Avg. per client
- $7.78B
Total
- Clients
- 2
- Regulatory AUM
- $15,557,388,898
- Share
- 100%
- Avg. per client
- $7.78B
What it does
Weiss Asset Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.
Weiss Asset Management advises 2 private funds.
100.0% of assets ($15.56B across 2 accounts) are managed with discretion. 50% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Weiss Asset Management has custody of client assets.
- All other custodians$15.56B100%
Ownership and leadership
Wam Employee LLC owns 75% or more of Weiss Asset Management, and Andrew Weiss is its CEO.
- Owns 75% or more of Weiss Asset Management LP
Wam Employee LLC
Control person · since February 2025
Wam GP LLC
Manager · Control person · since February 2025
- Owns 25% to 50% of Weiss Asset Management LP
Andrew Weiss
Control person · since May 2017
Leadership
- Andrew WeissChief Executive Officer of General Partner
- Matthew RinaldiVice President, Chief Operating Officer
- Georgiy NikitinChief Compliance Officer
- Eric RuizGeneral Counsel
Staff
- 139 employees
- 64 in advisory functions
Reported holdings
Weiss Asset Management’s reported 13F holdings total $9.54B across 624 positions, and the ten largest make up 37.6% of it.
- $9.54B
- Reported 13F value
- 624
- Positions
- 37.6%
- In the 10 largest
- +60.6%
- Value vs. prior quarter
- Nvidia Corporation11.0%
- Micron Technology Inc.9.0%
- Super Micro Computer Inc. · 7 Dep CM SR A WI2.6%
- Super Micro Computer Inc. · Note 2.250% 7/12.6%
- Super Micro Computer Inc. · Note 3.500% 3/02.2%
- Super Micro Computer Inc.Put2.2%
- Nvidia CorporationPut2.1%
- Tesla Inc.2.0%
- Boeing CO · Dep Conv Pfd A2.0%
- Strategy Inc. · Note 0.625% 3/11.9%
Together, the ten largest are 37.6% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $9.54B is not its $15.56B in regulatory assets and does not represent any individual client's portfolio.
Fees
Weiss Asset Management is paid through a percentage of assets under management, performance-based fees and other.
Weiss Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Weiss Asset Management has 3 offices, with 3 listed addresses across 3 states.
California · 1 listed address
- Fundamental Research Associates (relying Adviser), San Francisco
Massachusetts · 1 listed address
- 222 Berkeley Street, 16th Floor, BostonHQ
New York · 1 listed address
- Fundamental Research Associates (relying Adviser), New York City
Registration details
- Legal name
- Weiss Asset Management LP
- Headquarters
- 222 Berkeley Street, 16th Floor, Boston, MA 02116
- Phone
- 617-778-7780
- Website
- www.weissasset.com
- SEC file
- 801-73590
- Structure
- Delaware limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Weiss Asset Management have?
Weiss Asset Management has 2 clients and manages $15.6 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Weiss Asset Management offer?
Weiss Asset Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Weiss Asset Management have?
Weiss Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 139 employees, and 64 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Weiss Asset Management?
Weiss Asset Management’s direct owners are Andrew Weiss (25% to 50%) and Wam Employee LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Weiss Asset Management get paid?
Weiss Asset Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file