{"url":"https://nivawealth.com/firms/mackenzie-investments-165899","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165899","regulatoryAum":18068039261,"crd":"165899","secFileNumber":"801-77541","legalName":"Mackenzie Investments Corporation","displayName":"Mackenzie Investments","website":"https://www.mackenzieinvestments.com","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"Two International Place, Suite 2320","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02110"},"tradeNames":["Mackenzie Investments"],"registration":{"secApproved":"14 January 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":16,"advisory":10,"brokerDealerReps":2,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":18068039261,"discretionaryAccounts":63,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":93,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":2,"regulatoryAum":716178227},{"label":"Pooled investment vehicles","clients":51,"regulatoryAum":15408673433},{"label":"State or municipal government entities","clients":null,"regulatoryAum":1542692629},{"label":"Insurance companies","clients":null,"regulatoryAum":283907404},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":109657215},{"label":"Other","clients":null,"regulatoryAum":6930353}],"fees":[],"feeNotes":[],"custodians":[{"name":"CIBC Mellon Global Securities Services Company","shortName":"CIBC Mellon Global Securities Services","location":"Toronto","smaAssets":1035115263},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":6930353},{"name":"State Street Trust Company","shortName":"State Street Trust","location":"Quincy, MA","smaAssets":791484770},{"name":"Master Trust Company of Japan, LTD.","shortName":"Master Trust Company of Japan","location":"Tokoyo","smaAssets":791484770},{"name":"Bank of China Hong Kong","shortName":"Bank of China Hong Kong","location":"Hong Kong","smaAssets":109657215}],"custodyNote":"Mackenzie Investments has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Arup Datta","title":"Senior Vice-President, Investment Management and General Manager","crd":"2264910"},{"name":"Joseph Gould","title":"Director, President and CEO","crd":"6262671"},{"name":"Steven Locke","title":"Director and Senior Vice-President, Chief Investment Officer","crd":"7345685"},{"name":"Keith Potter","title":"Director, Executive Vice-President and CFO","crd":"7707119"},{"name":"Gillian Seidler","title":"Chief Compliance Officer","crd":"7085147"},{"name":"Rhonda Goldberg","title":"Director","crd":"6925612"},{"name":"Cynthia Reiter Currie","title":"Director","crd":"7085149"},{"name":"Nicholas Westlind","title":"Director","crd":"7345212"}],"ownership":[{"label":"Mackenzie Financial Corporation","detail":"Shareholder in the 75% or more ownership band and a control person, since September 2012."},{"label":"Igm Financial Inc.","detail":"Indirect owner: a shareholder of Mackenzie Inc. in the 75% or more band and a control person, since August 1978.","parent":"Mackenzie Inc."},{"label":"Power Financial Corporation","detail":"Indirect owner: a shareholder of Igm Financial Inc. in the 50% to 75% band and a control person, since April 1940.","parent":"Igm Financial Inc."},{"label":"Power Corporation of Canada","detail":"Indirect owner: a shareholder of Power Financial Corporation in the 75% or more band and a control person, since December 2008.","parent":"Power Financial Corporation"},{"label":"Mackenzie Inc.","detail":"Indirect owner: a shareholder of Mackenzie Financial Corporation in the 75% or more band and a control person, since January 2003.","parent":"Mackenzie Financial Corporation"},{"label":"The Desmarais Family Residuary Trust","detail":"Indirect owner: a shareholder of Pansolo Holding Inc. in the 50% to 75% band and a control person, since October 2013.","parent":"Pansolo Holding Inc."},{"label":"Paul Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since October 2013.","parent":"The Desmarais Family Residuary Trust"},{"label":"Andre Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since October 2013.","parent":"The Desmarais Family Residuary Trust"},{"label":"Sophie Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust, since March 2018.","parent":"The Desmarais Family Residuary Trust"},{"label":"Gary Doer","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since May 2023.","parent":"The Desmarais Family Residuary Trust"},{"label":"Gregory Fleming","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since February 2024.","parent":"The Desmarais Family Residuary Trust"},{"label":"Pansolo Holding Inc.","detail":"Indirect owner: a shareholder of Power Corporation of Canada in the 50% to 75% band and a control person, since October 2015.","parent":"Power Corporation of Canada"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"Two International Place, Suite 2320","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-439-9500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":8},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165899/PDF/165899.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mackenzie Investments have?","answer":"Mackenzie Investments has 53 clients and manages $18.1 billion for them, as of March 2026. They include 51 pooled investment vehicles and 2 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mackenzie Investments offer?","answer":"Mackenzie Investments provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Mackenzie Investments use?","answer":"Mackenzie Investments’ separately managed account assets are held at CIBC Mellon Global Securities Services Company (Toronto), with $1,035,115,263, State Street Trust Company (Quincy, MA), with $791,484,770, Master Trust Company of Japan, LTD. (Tokoyo), with $791,484,770, Bank of China Hong Kong (Hong Kong), with $109,657,215 and The Northern Trust Company (Chicago, IL), with $6,930,353. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mackenzie Investments have?","answer":"Mackenzie Investments has 0 investment adviser representatives registered with state securities authorities, out of 16 employees, and 10 perform investment advisory functions. 2 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mackenzie Investments invest in?","answer":"At the end of its last fiscal year, Mackenzie Investments’ separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mackenzie Investments?","answer":"Mackenzie Investments’ direct owner is Mackenzie Financial Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mackenzie Investments get paid?","answer":"Mackenzie Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}