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Roland Kooch

Director at Davenport & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Roland Kooch is Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Roland Kooch has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director
Control
Roland Kooch is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Roland Kooch has held the filed role since March 2020.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2022
  2. Passed SIE · 2018
  3. Passed Series 50 · 2017
  4. Passed Series 63 · 2010
  5. Passed Series 7 · 1996

Registrations and exams

Broker registration; no current adviser registration. Roland Kooch has passed 5 qualifying exams.

Examinations

Series 6322 October 2010
Name
Uniform Securities Agent State Law Examination
Series 2424 January 2022
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5020 March 2017
Name
Municipal Advisor Representative Qualification Exam
Series 715 July 1996
Name
General Securities Representative Examination

Individual record

Full name
Roland Marion Kooch
CRD
2382419
Firm
Davenport & Company LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Roland Kooch work?

Roland Kooch has been Director of Davenport & Company LLC since March 2020.

Source: Form ADV, Schedule A, filed 27 July 2026

Does Roland Kooch have a current investment-adviser registration?

Roland Kooch has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Roland Kooch passed?

Roland Kooch has passed 5 licensing exams: the Series 7, Series 63, Series 50, SIE and Series 24. The earliest, the Series 7, was passed in July 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 2382419. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Roland Kooch or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.