Role at Davenport & Company
- Title on Schedule A
- Chief Administrative Officer,
- Control
- Frederick Fram is a control person of Davenport & Company.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Frederick Fram has held the filed role since March 2021.
The firm
Form ADV filed 27 July 2026
Career on record
Frederick Fram has been registered through Davenport & Company since March 2021, and before that through Vsr Advisory Services, Stanford Group Company and National Planning Corporation ("npc Of America" In Fl & Ny).
- Passed Series 14, Series 99TO, Series 57TO and Series 52TO · 2023
- Davenport & Company LLCCurrent– present · 6 yearsRichmond, VA · Adviser representative · Firm CRD 1588
- Cetera Advisor Networks LLC– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 13572
- Passed SIE · 2018
- Vsr Advisory Services– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 14503
- Cetera Investment Advisers LLC– · 5 yearsBoca Raton, FL · Adviser representative · Firm CRD 105644
- Summit Financial Group Inc– · 11 yearsBoca Raton, FL · Adviser representative · Firm CRD 109485
- Passed Series 55 · 2010
- Stanford Group Company– · 4 yearsHouston, TX · Adviser representative · Firm CRD 39285
- National Planning Corporation ("npc Of America" In Fl & Ny)– · 3 yearsSanta Monica, CA · Adviser representative · Firm CRD 29604
- Passed Series 3 · 2002
- Passed Series 65 · 1995
- Passed Series 63, Series 7, Series 24, Series 4, Series 53 and Series 27 · 1987
Registrations and exams
Frederick Fram has a current investment-adviser registration in Virginia and has passed 14 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Virginia | Investment adviser representative | Approved | 15 March 2021 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 April 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 1987 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 24 November 1987 |
| Series 53 | Municipal Securities Principal Examination | 26 August 1987 |
| Series 4 | Registered Options Principal Examination | 7 August 1987 |
| Series 24 | General Securities Principal Examination | 29 July 1987 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 31 March 2010 |
| Series 3 | National Commodity Futures Examination | 7 June 2002 |
| Series 7 | General Securities Representative Examination | 18 July 1987 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Frederick Gordon Fram
- CRD
- 1701062
- Registration status
- Investment adviser and broker registrations
- Office
- ONE JAMES CENTER, 901 EAST CARY STREET, SUITE 1100, Richmond, VA 23219
- Firm bio
- investdavenport.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Davenport lists Fred Fram on its executive committee and identifies him as chief administrative officer. Official firm leadership page
Common questions
Where does Frederick Fram work?
Frederick Fram has been Chief Administrative Officer, of Davenport & Company LLC since March 2021, and is a control person of the firm.
Is Frederick Fram a financial advisor?
Yes. Frederick Fram has a current investment-adviser registration in Virginia, through Davenport & Company since March 2021, as of 17 October 2026.
How many years of experience does Frederick Fram have?
Frederick Fram has worked in the financial industry for 38 years as of 17 October 2026, counted from 21 March 1988, across 7 adviser firms.
What exams has Frederick Fram passed?
Frederick Fram has passed 14 licensing exams: the Series 63, Series 7, Series 24, Series 4, Series 53, Series 27, Series 65, Series 3, Series 55, SIE, Series 14, Series 99TO, Series 57TO and Series 52TO. The earliest, the Series 63, was passed in July 1987.
Where did Frederick Fram work before Davenport & Company?
Before Davenport & Company, Frederick Fram was registered through Vsr Advisory Services, December 2015 to November 2016; Stanford Group Company, June 2006 to February 2010; National Planning Corporation ("npc Of America" In Fl & Ny), January 2003 to June 2006.
Where is Frederick Fram based?
Frederick Fram’s registered office is in Richmond, VA.
Leadership at Davenport & Company
- Irving Lee IV ChapmanPresident, CEO, Director
- Alison Sanders CrowderChief Compliance Officer - Ia
- Jonathan Aubrey StrattonChief Compliance Officer-BD
- John Paul IV AckerlyDirector
- Sean James AllburnDirector
- David Charles AndersonDirector
- Hylah Boyd BalloweDirector
- William Randolph IV BarksdaleDirector
- Kevin George JR BollDirector
- JR. BrigulioDirector
- Edward Trigg JR BrownDirector
- William D II CapshawDirector
- Shane M CasonDirector
- Edward Fiscus III ColeDirector
- James Edward CrawleyDirector
- Richard Edward III DolanDirector
- Leavenworth McGill II FerrellDirector
- Steven Russell FreemanDirector
- Maureen Ann GallihughDirector
- John Robert GansmanDirector
- Harrison Moncure GehoDirector
- Robert A Gragnani JRDirector
- Kenneth Stuart GregoryDirector
- Heather Blackston HallDirector
- Harry Wayne III HamiltonDirector
- William Robertson Beverley HersheyDirector, CFO, FINOP and Principal Financial Officer
- William Robertson Beverley HersheyDirector, CFO, FINOP and
- Lucy Williams HooperDirector
- Virginia Wortham KehlenbeckDirector
- Roland Marion JR KoochDirector
- Kyle A LauxDirector
- Joseph Anthony III LombardDirector
- Audrey Lunsford McCrayDirector
- Jon Taylor McElhaneyDirector
- Robert Francis MizellDirector
- Jeffrey Floyd OmohundroDirector
- Richard Gaillard OwenDirector
- Joseph Walter PauckeDirector
- Christopher Glenn PearsonDirector
- John Anthony PiscitelliDirector
- David Joseph PosnerDirector
- Jeffrey David PotterDirector
- Thomas Winston PriceDirector
- Grayson Bishop PrillamanDirector
- Peter Lawrence ReussDirector
- Ann Minornuckols RichmondDirector, Treasurer, and Principal Operations Officer
- Courtney Edward RogersDirector
- David Peter RoseDirector
- Nathaniel H RullmanDirector
- James Edward SandersonDirector
- Tammy Rene SevertDirector
- George Levin SmithDirector
- Geoffrey Adam SulankeDirector
- Timothy Stewart TaylorDirector
- Edin NMN TerzimehicROSFP
- Henry Lee III ValentineDirector
- Eugene Massie JR ValentineDirector
- Aric Norman WagnerDirector
- Bradley Lawrence WatsonDirector
- Ten Eyck Thompson Wellford JRDirector
- James William III WhelenDirector
- Robert Howard WiseDirector
- Coleman III WorthamChairman, Director
- Coleman WorthamDirector
- Armistead C IV YoungDirector