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Jonathan Stratton

Chief Compliance Officer-BD at Davenport & Company

Investment adviser and broker registrationsRichmond, VASEC record checked 18 October 2026

20
Years in the industry
19
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Jonathan Stratton is Chief Compliance Officer-BD of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Jonathan Stratton has been registered through Davenport & Company since 9 November 2006, has 20 years in the industry across 1 firm and has passed 7 licensing exams.

Role at Davenport & Company

Title on Schedule A
Chief Compliance Officer-BD
Control
Jonathan Stratton is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Jonathan Stratton has held the filed role since April 2024.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Jonathan Stratton has been registered through Davenport & Company since November 2006.

Firms and exams, newest first
  1. Passed Series 52TO · 2024
  2. Passed Series 14 · 2023
  3. Passed SIE · 2018
  4. Passed Series 4 · 2008
  5. Passed Series 7, Series 66 and Series 24 · 2006
  6. Davenport & Company LLCCurrent
    – present · 20 years
    Richmond, VA · Adviser representative · Firm CRD 1588

Registrations and exams

Jonathan Stratton has a current investment-adviser registration in Virginia and has passed 7 qualifying exams.

Virginia9 November 2006
Scope
Investment adviser representative
Status
Approved

Examinations

Series 662 August 2006
Name
Uniform Combined State Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 43 May 2008
Name
Registered Options Principal Examination
Series 2419 December 2006
Name
General Securities Principal Examination
Series 52TO7 February 2024
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 April 2006
Name
General Securities Representative Examination

Individual record

Full name
Jonathan Aubrey Stratton
CRD
4808131
Firm
Davenport & Company LLC
Registration status
Investment adviser and broker registrations
Office
ONE JAMES CENTER, 901 EAST CARY STREET, SUITE 1100, Richmond, VA 23219
Firm bio
investdavenport.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Davenport’s leadership page lists Jonathan A. Stratton as Chief Compliance Officer, Broker-Dealer. Official firm leadership page

Common questions

Where does Jonathan Stratton work?

Jonathan Stratton has been Chief Compliance Officer-BD of Davenport & Company LLC since April 2024.

Source: Form ADV, Schedule A, filed 27 July 2026

Is Jonathan Stratton a financial advisor?

Yes. Jonathan Stratton has a current investment-adviser registration in Virginia, through Davenport & Company since November 2006, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Jonathan Stratton have?

Jonathan Stratton has worked in the financial industry for 20 years as of 18 October 2026, counted from 23 April 2006, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Jonathan Stratton passed?

Jonathan Stratton has passed 7 licensing exams: the Series 7, Series 66, Series 24, Series 4, SIE, Series 14 and Series 52TO. The earliest, the Series 7, was passed in April 2006.

Source: IAPD individual record, checked 18 October 2026

Where is Jonathan Stratton based?

Jonathan Stratton’s registered office is in Richmond, VA.

Source: IAPD individual record, checked 18 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 4808131. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Davenport & Company team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Jonathan Stratton or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.