Niva WealthLet’s talk

Joseph Paucke

Director at Davenport & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joseph Paucke is Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Joseph Paucke has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director
Control
Joseph Paucke is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Paucke has held the filed role since March 2010.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO · 2025
  2. Passed SIE · 2018
  3. Passed Series 24 · 2010
  4. Passed Series 4 · 1993
  5. Passed Series 53 · 1988
  6. Passed Series 63 · 1984
  7. Passed Series 7 · 1983

Registrations and exams

Broker registration; no current adviser registration. Joseph Paucke has passed 7 qualifying exams.

Examinations

Series 636 January 1984
Name
Uniform Securities Agent State Law Examination
Series 2419 June 2010
Name
General Securities Principal Examination
Series 411 October 1993
Name
Registered Options Principal Examination
Series 5321 October 1988
Name
Municipal Securities Principal Examination
Series 52TO11 August 2025
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 November 1983
Name
General Securities Representative Examination

Individual record

Full name
Joseph Walter Paucke
CRD
1208500
Firm
Davenport & Company LLC
Registration status
Broker registration; no current adviser registration
Firm bio
investdavenport.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Davenport lists Joseph W. Paucke on its board of directors. Official firm leadership page

Common questions

Where does Joseph Paucke work?

Joseph Paucke has been Director of Davenport & Company LLC since March 2010.

Source: Form ADV, Schedule A, filed 27 July 2026

Does Joseph Paucke have a current investment-adviser registration?

Joseph Paucke has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Paucke passed?

Joseph Paucke has passed 7 licensing exams: the Series 7, Series 63, Series 53, Series 4, Series 24, SIE and Series 52TO. The earliest, the Series 7, was passed in November 1983.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 1208500. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Davenport & Company team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Paucke or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.