Niva WealthLet’s talk

Edward Cole

Director at Davenport & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Edward Cole is Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Edward Cole has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director
Control
Edward Cole is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Edward Cole has held the filed role since March 2011.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Firms and exams, newest first
  1. Passed Series 52TO · 2025
  2. Passed Series 54 · 2022
  3. Passed SIE · 2018
  4. Passed Series 50 · 2016
  5. Passed Series 53 · 2014
  6. Passed Series 24 · 2011
  7. Passed Series 7 and Series 63 · 2000

Registrations and exams

Broker registration; no current adviser registration. Edward Cole has passed 8 qualifying exams.

Examinations

Series 6325 May 2000
Name
Uniform Securities Agent State Law Examination
Series 549 June 2022
Name
Municipal Advisor Principal Qualification Examination
Series 5317 December 2014
Name
Municipal Securities Principal Examination
Series 2427 July 2011
Name
General Securities Principal Examination
Series 52TO25 September 2025
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5030 December 2016
Name
Municipal Advisor Representative Qualification Exam
Series 715 May 2000
Name
General Securities Representative Examination

Individual record

Full name
Edward Fiscus Cole
CRD
4146443
Firm
Davenport & Company LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Edward Cole work?

Edward Cole has been Director of Davenport & Company LLC since March 2011.

Source: Form ADV, Schedule A, filed 27 July 2026

Does Edward Cole have a current investment-adviser registration?

Edward Cole has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Edward Cole passed?

Edward Cole has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 50, SIE, Series 54 and Series 52TO. The earliest, the Series 7, was passed in May 2000.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 4146443. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Edward Cole or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.