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Ann Richmond

Director, Treasurer, and Principal Operations Officer at Davenport & Company

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ann Richmond is Director, Treasurer, and Principal Operations Officer of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Ann Richmond has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director, Treasurer, and Principal Operations Officer
Control
Ann Richmond is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ann Richmond has held the filed role since January 1996.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 27 · 2006
  4. Passed Series 24 · 1998
  5. Passed Series 7 · 1993

Registrations and exams

Broker registration; no current adviser registration. Ann Richmond has passed 5 qualifying exams.

Examinations

Series 2722 September 2006
Name
Financial and Operations Principal Examination
Series 2411 June 1998
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 75 April 1993
Name
General Securities Representative Examination

Individual record

Full name
Ann Minornuckols Richmond
CRD
2144754
Firm
Davenport & Company LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Ann Richmond work?

Ann Richmond has been Director, Treasurer, and Principal Operations Officer of Davenport & Company LLC since January 1996.

Source: Form ADV, Schedule A, filed 27 July 2026

Does Ann Richmond have a current investment-adviser registration?

Ann Richmond has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ann Richmond passed?

Ann Richmond has passed 5 licensing exams: the Series 7, Series 24, Series 27, SIE and Series 99TO. The earliest, the Series 7, was passed in April 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 2144754. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ann Richmond or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.