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Coleman Wortham

Chairman, Director at Davenport & Company

Investment adviser and broker registrationsRichmond, VASEC record checked 17 October 2026

57
Years in the industry
29
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Coleman Wortham is Chairman, Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Coleman Wortham has been registered through Davenport & Company since 22 January 1997, has 57 years in the industry across 1 firm and has passed 13 licensing exams.

Role at Davenport & Company

Title on Schedule A
Chairman, Director
Control
Coleman Wortham is a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Coleman Wortham has held the filed role since March 2013.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Coleman Wortham has been registered through Davenport & Company since January 1997.

Firms and exams, newest first
  1. Passed Series 27, Series 24, Series 99TO and Series 7TO · 2023
  2. Passed SIE · 2018
  3. Davenport & Company LLCCurrent
    – present · 30 years
    Richmond, VA · Adviser representative · Firm CRD 1588
  4. Passed Series 65 · 1992
  5. Passed Series 63 · 1985
  6. Passed Series 5 · 1981
  7. Passed Series 4 · 1979
  8. Passed F04, PC and Series 40 · 1978
  9. Passed Series 1 · 1969

Registrations and exams

Coleman Wortham has a current investment-adviser registration in Virginia and has passed 13 qualifying exams.

Virginia22 January 1997
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6527 February 1992
Name
Uniform Investment Adviser Law Examination
Series 6315 May 1985
Name
Uniform Securities Agent State Law Examination
Series 272 January 2023
Name
Financial and Operations Principal Examination
Series 242 January 2023
Name
General Securities Principal Examination
Series 412 April 1979
Name
Registered Options Principal Examination
Series 4011 April 1978
Name
Registered Principal Examination
F043 April 1978
Name
Financial Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 7TO2 January 2023
Name
General Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 518 November 1981
Name
Interest Rate Options Examination
PC3 April 1978
Name
AMEX Put and Call Exam
Series 124 September 1969
Name
Registered Representative Examination

Individual record

Full name
Coleman Wortham
CRD
472921
Firm
Davenport & Company LLC
Registration status
Investment adviser and broker registrations
Office
ONE JAMES CENTER, 901 E. CARY STREET, SUITE 1100, Richmond, VA 23219
Firm bio
investdavenport.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Coley Wortham is identified as Davenport’s chairman. The page says he joined Davenport in 1969, served as president and CEO from 1986 to 2011, and previously held roles including running the back office. Official firm biography page

Education

Common questions

Where does Coleman Wortham work?

Coleman Wortham has been Chairman, Director of Davenport & Company LLC since March 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 July 2026

Is Coleman Wortham a financial advisor?

Yes. Coleman Wortham has a current investment-adviser registration in Virginia, through Davenport & Company since January 1997, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Coleman Wortham have?

Coleman Wortham has worked in the financial industry for 57 years as of 17 October 2026, counted from 5 October 1969, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Coleman Wortham passed?

Coleman Wortham has passed 13 licensing exams: the Series 1, F04, PC, Series 40, Series 4, Series 5, Series 63, Series 65, SIE, Series 27, Series 24, Series 99TO and Series 7TO. The earliest, the Series 1, was passed in September 1969.

Source: IAPD individual record, checked 17 October 2026

Where is Coleman Wortham based?

Coleman Wortham’s registered office is in Richmond, VA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 472921. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Davenport & Company team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Coleman Wortham or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.