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Lucy Hooper

Director at Davenport & Company

Investment adviser and broker registrationsRichmond, VASEC record checked 17 October 2026

45
Years in the industry
29
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Lucy Hooper is Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. Lucy Hooper has been registered through Davenport & Company since 16 January 1997, has 45 years in the industry across 1 firm and has passed 10 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director
Control
Lucy Hooper is a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lucy Hooper has held the filed role since March 2002.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

Lucy Hooper has been registered through Davenport & Company since January 1997.

Firms and exams, newest first
  1. Passed Series 52TO · 2025
  2. Passed Series 99TO · 2023
  3. Passed SIE · 2018
  4. Passed Series 53 · 2000
  5. Davenport & Company LLCCurrent
    – present · 30 years
    Richmond, VA · Adviser representative · Firm CRD 1588
  6. Passed Series 24 · 1994
  7. Passed Series 65 · 1992
  8. Passed Series 5 · 1982
  9. Passed Series 7 and Series 63 · 1981
  10. Passed Series 52 · 1979

Registrations and exams

Lucy Hooper has a current investment-adviser registration in Virginia and has passed 10 qualifying exams.

Virginia16 January 1997
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6511 March 1992
Name
Uniform Investment Adviser Law Examination
Series 6326 June 1981
Name
Uniform Securities Agent State Law Examination
Series 5328 November 2000
Name
Municipal Securities Principal Examination
Series 2427 April 1994
Name
General Securities Principal Examination
Series 52TO11 August 2025
Name
Municipal Securities Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 527 December 1982
Name
Interest Rate Options Examination
Series 720 June 1981
Name
General Securities Representative Examination
Series 526 March 1979
Name
Municipal Securities Representative Examination

Individual record

Full name
Lucy Williams Hooper
CRD
733228
Firm
Davenport & Company LLC
Registration status
Investment adviser and broker registrations
Office
ONE JAMES CENTER, 901 E. CARY STREET, SUITE 1100, Richmond, VA 23219
Firm bio
investdavenport.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Davenport lists Lucy W. Hooper on its board and identifies her as director of fixed income. Official firm leadership page

Common questions

Where does Lucy Hooper work?

Lucy Hooper has been Director of Davenport & Company LLC since March 2002, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 July 2026

Is Lucy Hooper a financial advisor?

Yes. Lucy Hooper has a current investment-adviser registration in Virginia, through Davenport & Company since January 1997, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Lucy Hooper have?

Lucy Hooper has worked in the financial industry for 45 years as of 17 October 2026, counted from 1 March 1981, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Lucy Hooper passed?

Lucy Hooper has passed 10 licensing exams: the Series 52, Series 7, Series 63, Series 5, Series 65, Series 24, Series 53, SIE, Series 99TO and Series 52TO. The earliest, the Series 52, was passed in March 1979.

Source: IAPD individual record, checked 17 October 2026

Where is Lucy Hooper based?

Lucy Hooper’s registered office is in Richmond, VA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 733228. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.
  3. Davenport & Company team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lucy Hooper or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.