Niva WealthLet’s talk

George Smith

Director at Davenport & Company

Investment adviser and broker registrationsRichmond, VASEC record checked 17 October 2026

27
Years in the industry
25
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

George Smith is Director of Davenport & Company LLC, a Richmond investment adviser managing $24.7B. George Smith has been registered through Davenport & Company since 18 July 2001, has 27 years in the industry across 1 firm and has passed 5 licensing exams.

Role at Davenport & Company

Title on Schedule A
Director
Control
George Smith is not a control person of Davenport & Company.
Ownership
An individual ownership band is not available in the source record.
Tenure
George Smith has held the filed role since March 2010.

The firm

Davenport & Company LLC
Richmond, VA

Form ADV filed 27 July 2026

$24.7B AUM17,724 clients228 advisers22 offices

Career on record

George Smith has been registered through Davenport & Company since July 2001.

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2010
  3. Passed Series 87 · 2004
  4. Davenport & Company LLCCurrent
    – present · 25 years
    Richmond, VA · Adviser representative · Firm CRD 1588
  5. Passed Series 7 and Series 63 · 1999

Registrations and exams

George Smith has a current investment-adviser registration in Virginia and has passed 5 qualifying exams.

Virginia18 July 2001
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6329 January 1999
Name
Uniform Securities Agent State Law Examination
Series 249 June 2010
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 879 December 2004
Name
Research Analyst Exam - Part II Regulations Module
Series 713 January 1999
Name
General Securities Representative Examination

Individual record

Full name
George Levin Smith
CRD
2988110
Firm
Davenport & Company LLC
Registration status
Investment adviser and broker registrations
Office
ONE JAMES CENTER, 901 E. CARY STREET, SUITE 1100, Richmond, VA 23219

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does George Smith work?

George Smith has been Director of Davenport & Company LLC since March 2010.

Source: Form ADV, Schedule A, filed 27 July 2026

Is George Smith a financial advisor?

Yes. George Smith has a current investment-adviser registration in Virginia, through Davenport & Company since July 2001, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does George Smith have?

George Smith has worked in the financial industry for 27 years as of 17 October 2026, counted from 13 January 1999, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has George Smith passed?

George Smith has passed 5 licensing exams: the Series 7, Series 63, Series 87, Series 24 and SIE. The earliest, the Series 7, was passed in January 1999.

Source: IAPD individual record, checked 17 October 2026

Where is George Smith based?

George Smith’s registered office is in Richmond, VA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Davenport & Company

Sources

  1. IAPD individual record, CRD 2988110. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Davenport & Company LLC, filed 27 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with George Smith or Davenport & Company LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.