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Rachid Alaoui Abdallaoui

CEO, Chair, Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Rachid Alaoui Abdallaoui is CEO, Chair, Elected Manager of J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Rachid Alaoui Abdallaoui has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
CEO, Chair, Elected Manager
Control
Rachid Alaoui Abdallaoui is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rachid Alaoui Abdallaoui has held the filed role since November 2024.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2024
  2. Passed SIE, Series 7TO, Series 63, Series 57TO and Series 24 · 2019

Registrations and exams

Broker registration; no current adviser registration. Rachid Alaoui Abdallaoui has passed 6 qualifying exams.

Examinations

Series 635 August 2019
Name
Uniform Securities Agent State Law Examination
Series 2423 December 2019
Name
General Securities Principal Examination
Series 99TO8 March 2024
Name
Operations Professional Examination
Series 57TO14 October 2019
Name
Securities Trader Exam
Series 7TO15 July 2019
Name
General Securities Representative Examination
SIE4 June 2019
Name
Securities Industry Essentials Examination

Individual record

Full name
Rachid Alaoui Abdallaoui
CRD
7122597
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Rachid Alaoui Abdallaoui work?

Rachid Alaoui Abdallaoui has been CEO, Chair, Elected Manager of J.P. Morgan Securities LLC since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Rachid Alaoui Abdallaoui have a current investment-adviser registration?

Rachid Alaoui Abdallaoui has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Rachid Alaoui Abdallaoui passed?

Rachid Alaoui Abdallaoui has passed 6 licensing exams: the SIE, Series 7TO, Series 63, Series 57TO, Series 24 and Series 99TO. The earliest, the SIE, was passed in June 2019.

Source: IAPD individual record, checked 18 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 7122597. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rachid Alaoui Abdallaoui or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.