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Adam Englander

Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Adam Englander holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Adam Englander has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Adam Englander is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Adam Englander has held the filed role since February 2025.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 57TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2008
  4. Passed Series 55 · 2003
  5. Passed Series 63 · 1998
  6. Passed Series 7 · 1997

Registrations and exams

Broker registration; no current adviser registration. Adam Englander has passed 7 qualifying exams.

Examinations

Series 6311 March 1998
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 2410 June 2008
Name
General Securities Principal Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 551 July 2003
Name
Limited Representative-Equity Trader Exam
Series 726 September 1997
Name
General Securities Representative Examination

Individual record

Full name
Adam F Englander
CRD
2941059
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Adam Englander work?

Adam Englander has held the title Elected Manager at J.P. Morgan Securities LLC since February 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Adam Englander have a current investment-adviser registration?

Adam Englander has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Adam Englander passed?

Adam Englander has passed 7 licensing exams: the Series 7, Series 63, Series 55, Series 24, SIE, Series 10 and Series 57TO. The earliest, the Series 7, was passed in September 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 2941059. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Adam Englander or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.