Role at J.P. Morgan Securities
- Title on Schedule A
- Elected Manager
- Control
- Mollie Colavita is a control person of J.P. Morgan Securities.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Mollie Colavita has held the filed role since February 2026.
The firm
Form ADV filed 30 September 2026
Career on record
Mollie Colavita has been registered through J.P. Morgan Securities since March 2022, and before that through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- J.p. Morgan Securities LLCCurrent– present · 5 yearsNew York, NY · Adviser representative · Firm CRD 79
- Passed SIE · 2018
- Passed Series 9, Series 10 and Series 3 · 2012
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 12 yearsNew York, NY · Adviser representative · Firm CRD 7691
- Passed Series 66 · 2009
- Passed Series 24 · 2005
- Passed Series 7 · 1993
Registrations and exams
Mollie Colavita has a current investment-adviser registration in New York, Pennsylvania and Texas and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 3 March 2022 |
| Pennsylvania | Investment adviser representative | Approved | 3 March 2022 |
| Texas | Investment adviser representative | Approved | 3 March 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 May 2009 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 18 June 2012 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 26 March 2012 |
| Series 24 | General Securities Principal Examination | 13 October 2005 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 22 October 2012 |
| Series 7 | General Securities Representative Examination | 5 October 1993 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Mollie Colavita
- CRD
- 1875615
- Registration status
- Investment adviser and broker registrations
- Office
- 277 PARK AVENUE, 2ND & 3RD FLOOR, New York, NY 10172
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Mollie Colavita work?
Mollie Colavita has held the title Elected Manager at J.P. Morgan Securities LLC since February 2026, and is a control person of the firm.
Is Mollie Colavita a financial advisor?
Yes. Mollie Colavita has a current investment-adviser registration in New York, Pennsylvania and Texas, through J.P. Morgan Securities since March 2022, as of 17 October 2026.
How many years of experience does Mollie Colavita have?
Mollie Colavita has worked in the financial industry for 32 years as of 17 October 2026, counted from 23 March 1994, across 2 adviser firms.
What exams has Mollie Colavita passed?
Mollie Colavita has passed 7 licensing exams: the Series 7, Series 24, Series 66, Series 9, Series 10, Series 3 and SIE. The earliest, the Series 7, was passed in October 1993.
Where did Mollie Colavita work before J.P. Morgan Securities?
Before J.P. Morgan Securities, Mollie Colavita was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2009 to September 2021.
Where is Mollie Colavita based?
Mollie Colavita’s registered office is in New York, NY.
Leadership at J.P. Morgan Securities
- Thomas Michael BalasChief Financial Officer
- Roger KlionChief Operating Officer
- Michael ChoiChief Compliance Officer - Registered Investment Adviser
- David S VillwockChief Compliance Officer - Broker Dealer
- David AidelsonChief Legal Officer
- Rachid Alaoui AbdallaouiCEO, Chair, Elected Manager
- Brian J BisesiElected Manager
- Patrick Paul DempseyTreasurer
- Adam F EnglanderElected Manager
- Kevin J FoleyElected Manager
- Carrie McCrumElected Manager
- Matthew D SableElected Manager
- Eric D. TepperElected Manager
- Paul VienickElected Manager