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Carrie McCrum

Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Carrie McCrum holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Carrie McCrum has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Carrie McCrum is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Carrie McCrum has held the filed role since September 2023.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 27, Series 99TO and SIE · 2023

Registrations and exams

Broker registration; no current adviser registration. Carrie McCrum has passed 3 qualifying exams.

Examinations

Series 274 April 2023
Name
Financial and Operations Principal Examination
Series 99TO6 April 2023
Name
Operations Professional Examination
SIE6 April 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Carrie McCrum
CRD
7675791
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Carrie McCrum work?

Carrie McCrum has held the title Elected Manager at J.P. Morgan Securities LLC since September 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Carrie McCrum have a current investment-adviser registration?

Carrie McCrum has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Carrie McCrum passed?

Carrie McCrum has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in April 2023.

Source: IAPD individual record, checked 18 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 7675791. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Carrie McCrum or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.