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David Villwock

Chief Compliance Officer - Broker Dealer at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

David Villwock is Chief Compliance Officer - Broker Dealer of J.P. Morgan Securities LLC, a New York investment adviser managing $430B. David Villwock has a current broker registration and no current investment-adviser registration and has passed the Series 7TO, Series 24 and Series 14.

Role at J.P. Morgan Securities

Title on Schedule A
Chief Compliance Officer - Broker Dealer
Control
David Villwock is not a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Villwock has held the filed role since September 2025.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 7TO, Series 24 and Series 14 · 2025

Registrations and exams

Broker registration; no current adviser registration. David Villwock has passed 3 qualifying exams.

Examinations

Series 144 September 2025
Name
Compliance Officer Examination
Series 2413 June 2025
Name
General Securities Principal Examination
Series 7TO5 May 2025
Name
General Securities Representative Examination

Individual record

Full name
David S Villwock
CRD
8071637
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Villwock work?

David Villwock has been Chief Compliance Officer - Broker Dealer of J.P. Morgan Securities LLC since September 2025.

Source: Form ADV, Schedule A, filed 30 September 2026

Does David Villwock have a current investment-adviser registration?

David Villwock has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has David Villwock passed?

David Villwock has passed 3 licensing exams: the Series 7TO, Series 24 and Series 14. The earliest, the Series 7TO, was passed in May 2025.

Source: IAPD individual record, checked 18 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 8071637. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Villwock or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.