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Eric Tepper

Elected Manager at J.P. Morgan Securities

Investment adviser and broker registrationsNew York, NYSEC record checked 17 October 2026

32
Years in the industry
13
Years at the firm
1
Adviser firms
4
State registrations

IAPD record retrieved 17 October 2026SEC record

Eric Tepper holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Eric Tepper has been registered through J.P. Morgan Securities since 18 June 2013, has 32 years in the industry across 1 firm and has passed 7 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Eric Tepper is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Eric Tepper has held the filed role since August 2017.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Eric Tepper has been registered through J.P. Morgan Securities since June 2013.

Firms and exams, newest first
  1. Passed SIE · 2018
  2. J.p. Morgan Securities LLCCurrent
    – present · 13 years
    New York, NY · Adviser representative · Firm CRD 79
  3. Passed Series 66 · 2013
  4. Passed Series 24, Series 10 and Series 9 · 2012
  5. Passed Series 7 and Series 63 · 1992

Registrations and exams

Eric Tepper has a current investment-adviser registration in Connecticut, New Jersey, New York and Texas and has passed 7 qualifying exams.

Connecticut6 June 2014
Scope
Investment adviser representative
Status
Approved
New Jersey18 June 2013
Scope
Investment adviser representative
Status
Approved
New York3 May 2021
Scope
Investment adviser representative
Status
Approved
Texas6 June 2014
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6610 June 2013
Name
Uniform Combined State Law Examination
Series 6315 July 1992
Name
Uniform Securities Agent State Law Examination
Series 913 December 2012
Name
General Securities Sales Supervisor - Options Module Examination
Series 1024 August 2012
Name
General Securities Sales Supervisor - General Module Examination
Series 2410 February 2012
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 July 1992
Name
General Securities Representative Examination

Individual record

Full name
Eric D. Tepper
CRD
2242377
Firm
J.P. Morgan Securities LLC
Registration status
Investment adviser and broker registrations
Office
277 Park Ave, Floor 36, New York, NY 10172

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Eric Tepper work?

Eric Tepper has held the title Elected Manager at J.P. Morgan Securities LLC since August 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is Eric Tepper a financial advisor?

Yes. Eric Tepper has a current investment-adviser registration in Connecticut, New Jersey, New York and Texas, through J.P. Morgan Securities since June 2013, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Eric Tepper have?

Eric Tepper has worked in the financial industry for 32 years as of 17 October 2026, counted from 1 October 1994, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Eric Tepper passed?

Eric Tepper has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 10, Series 9, Series 66 and SIE. The earliest, the Series 7, was passed in July 1992.

Source: IAPD individual record, checked 17 October 2026

Where is Eric Tepper based?

Eric Tepper’s registered office is in New York, NY.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 2242377. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Eric Tepper or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.