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Brian Bisesi

Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
8
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Brian Bisesi holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Brian Bisesi has a current broker registration and no current investment-adviser registration and has passed 8 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Brian Bisesi is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Brian Bisesi has held the filed role since February 2022.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 52TO · 2023
  2. Passed Series 53 and Series 4 · 2019
  3. Passed SIE · 2018
  4. Passed Series 24 · 2014
  5. Passed Series 63 · 2013
  6. Passed Series 7 · 1999

Registrations and exams

Broker registration; no current adviser registration. Brian Bisesi has passed 8 qualifying exams.

Examinations

Series 6321 October 2013
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 426 March 2019
Name
Registered Options Principal Examination
Series 5330 January 2019
Name
Municipal Securities Principal Examination
Series 247 June 2014
Name
General Securities Principal Examination
Series 52TO2 January 2023
Name
Municipal Securities Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 710 September 1999
Name
General Securities Representative Examination

Individual record

Full name
Brian J Bisesi
CRD
3090554
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Brian Bisesi work?

Brian Bisesi has held the title Elected Manager at J.P. Morgan Securities LLC since February 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Brian Bisesi have a current investment-adviser registration?

Brian Bisesi has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Brian Bisesi passed?

Brian Bisesi has passed 8 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 53, Series 4, Series 10 and Series 52TO. The earliest, the Series 7, was passed in September 1999.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 3090554. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Brian Bisesi or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.