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Kevin Foley

Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Kevin Foley holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Kevin Foley has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Kevin Foley is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Kevin Foley has held the filed role since February 2024.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10 and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2013
  4. Passed Series 7 and Series 63 · 2007
  5. Constitution Research & Management Inc
    – · 3 years
    Boston, MA · Adviser representative · Firm CRD 105383

Registrations and exams

Broker registration; no current adviser registration. Kevin Foley has passed 6 qualifying exams.

Examinations

Series 6313 September 2007
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 245 August 2013
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 710 September 2007
Name
General Securities Representative Examination

Individual record

Full name
Kevin J Foley
CRD
4012244
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kevin Foley work?

Kevin Foley has held the title Elected Manager at J.P. Morgan Securities LLC since February 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Kevin Foley have a current investment-adviser registration?

Kevin Foley has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Kevin Foley passed?

Kevin Foley has passed 6 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 10 and Series 79TO. The earliest, the Series 7, was passed in September 2007.

Source: IAPD individual record, checked 17 October 2026

Where was Kevin Foley previously registered as an investment adviser?

Kevin Foley has past investment-adviser registrations through Constitution Research & Management Inc, December 2004 to August 2007, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 4012244. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kevin Foley or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.