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Paul Vienick

Elected Manager at J.P. Morgan Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Vienick holds the title Elected Manager at J.P. Morgan Securities LLC, a New York investment adviser managing $430B. Paul Vienick has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at J.P. Morgan Securities

Title on Schedule A
Elected Manager
Control
Paul Vienick is a control person of J.P. Morgan Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Vienick has held the filed role since February 2024.

The firm

J.P. Morgan Securities LLC
New York, NY

Form ADV filed 30 September 2026

$430B AUM1,246,646 clients8,479 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 9 and Series 10 · 2023
  2. Passed SIE · 2018
  3. Passed Series 8 · 1994
  4. Passed Series 7 and Series 63 · 1993

Registrations and exams

Broker registration; no current adviser registration. Paul Vienick has passed 6 qualifying exams.

Examinations

Series 6315 March 1993
Name
Uniform Securities Agent State Law Examination
Series 92 January 2023
Name
General Securities Sales Supervisor - Options Module Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 86 July 1994
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 72 March 1993
Name
General Securities Representative Examination

Individual record

Full name
Paul Vienick
CRD
2212982
Firm
J.P. Morgan Securities LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Paul Vienick work?

Paul Vienick has held the title Elected Manager at J.P. Morgan Securities LLC since February 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Does Paul Vienick have a current investment-adviser registration?

Paul Vienick has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Vienick passed?

Paul Vienick has passed 6 licensing exams: the Series 7, Series 63, Series 8, SIE, Series 9 and Series 10. The earliest, the Series 7, was passed in March 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at J.P. Morgan Securities

Sources

  1. IAPD individual record, CRD 2212982. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of J.P. Morgan Securities LLC, filed 30 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Vienick or J.P. Morgan Securities LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.