Top 7 financial advisor firms in Petaluma

7 SEC-registered financial advisor firms are headquartered in Petaluma, CA, with $1.99B in combined regulatory assets under management. The largest by assets are Creekside Partners Financial Advisers ($553M), FPC Investment Advisory ($365M) and Breen Wealth Management ($319M).

7
Financial advisor firms: $1.99B
Their combined AUM: $313M
Median firm AUM: 1,496
Clients of the top 7

The 7 largest by assets

1
Creekside Partners Financial Advisers
RIA
$553M
0.50% to 0.75%
2
FPC Investment Advisory
RIA
$365M
Regulatory AUM
3
Breen Wealth Management
RIA
$319M
Regulatory AUM
4
JPC Wealth Management
RIA
$313M
0.50% to 1.25% a year
5
Dobson Asset Management - Northern California
RIA
$218M
0.35% to 0.65% a year
6
AllPoint Financial Group
RIA
$117M
1.75% to 1.75% a year
7
North Bay Wealth Management
RIA
$107M
0.80% to 1.25% a year

Profiles of the top 7

No. 1 · RIA

Creekside Partners Financial Advisers

Creekside Partners Financial Advisers is an investment adviser based in Petaluma, CA, registered with the SEC since 2008. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $553 million, as filed on 12 March 2026.

Creekside Partners Financial Advisers charges 0.50%–0.75% for its Investment management services. The brochure does not state whether the rate is annual.

Regulatory AUM: $553M
Clients: 274
Advisory staff: 2
Fee schedule: 0.50% to 0.75%
Custodians: Charles Schwab
Headquarters: 775 Baywood Drive, Suite 306, Petaluma, CA 94954
Phone: 707-769-7820
Website: creeksidepartners.com

No. 2 · RIA

FPC Investment Advisory

FPC Investment Advisory is an investment adviser based in Petaluma, CA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $365 million, as filed on 9 March 2026.

Regulatory AUM: $365M
Clients: 162
Advisory staff: 3
Founded: 1994
Custodians: Charles Schwab
Headquarters: 1465 North McDowell BLVD, Suite 170, Petaluma, CA 94954
Phone: 707-795-0500
Website: fpcwealth.com

No. 3 · RIA

Breen Wealth Management

Breen Wealth Management is an investment adviser based in Petaluma, CA, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $319 million, as filed on 7 July 2026.

Regulatory AUM: $319M
Clients: 178
Advisory staff: 2
Founded: 2009
Custodians: Charles Schwab
Headquarters: 200 Kentucky St., 2nd Floor Suite C, Petaluma, CA 94952
Phone: 707-595-6556
Website: breenwealth.com

No. 4 · RIA

JPC Wealth Management

JPC Wealth Management is an investment adviser based in Petaluma, CA, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $313 million, as filed on 25 June 2026.

JPC Wealth Management charges 0.50%–1.25% a year for its Investment Management Services.

Regulatory AUM: $313M
Clients: 155
Advisory staff: 2
Fee schedule: 0.50% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 19 Keller Street, Petaluma, CA 94952
Phone: 650-463-0200
Website: jpcwealth.com

No. 5 · RIA

Dobson Asset Management - Northern California

Dobson Asset Management - Northern California is an investment adviser based in Petaluma, CA, registered with the SEC since 1996. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $218 million, as filed on 30 March 2026.

Dobson Asset Management - Northern California charges 0.35%–0.65% a year for its Investment Supervisory Service.

Regulatory AUM: $218M
Clients: 158
Advisory staff: 2
Founded: 1994
Fee schedule: 0.35% to 0.65% a year
Custodians: Charles Schwab
Headquarters: 7 Fourth Street, Suite 25, Petaluma, CA 94952
Phone: 707-766-9254

No. 6 · RIA

AllPoint Financial Group

AllPoint Financial Group is an investment adviser based in Petaluma, CA, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $117 million, as filed on 12 June 2026.

AllPoint Financial Group charges 1.75% a year for its Asset Management.

Regulatory AUM: $117M
Clients: 431
Advisory staff: 4
Fee schedule: 1.75% to 1.75% a year
Custodians: LPL Financial
Headquarters: 765 Baywood Drive, Suite 147, Petaluma, CA 94954
Phone: 707-303-7000
Website: allpointfg.com

No. 7 · RIA

North Bay Wealth Management

North Bay Wealth Management is an investment adviser based in Petaluma, CA, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $107 million, as filed on 2 March 2026.

North Bay Wealth Management charges 0.80%–1.25% a year for its Asset Management.

Regulatory AUM: $107M
Clients: 138
Advisory staff: 2
Fee schedule: 0.80% to 1.25% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 140 2nd Street, Suite 310, Petaluma, CA 94952
Phone: 707-971-7069
Website: northbaywealth.com

Questions about financial advisors in Petaluma

How many financial advisor firms are headquartered in Petaluma?

7 SEC-registered financial advisor firms report their principal office in Petaluma, CA, managing $1.99B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Petaluma?

Creekside Partners Financial Advisers, with $553M in regulatory assets under management on its latest Form ADV. The next largest are FPC Investment Advisory ($365M) and Breen Wealth Management ($319M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Petaluma?

The median firm manages $313M in regulatory assets. That is the midpoint of the 7 firms headquartered in Petaluma.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Petaluma charge?

Of the 7 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.65% to 1.75% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Petaluma?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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