Breen Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Breen Wealth Management reports 178 clients. They include 101 high-net-worth individuals and 77 individual clients. Of its assets, 100.0% ($319M across 626 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 14% |
| High-net-worth individuals | 57% | 86% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 77 | $45M | 14.1% | $584K |
| High-net-worth individuals | 101 | $274M | 85.9% | $2.71M |
| Total | 178 | $319M | 100% | $1.79M |
- Clients
- 77
- Regulatory AUM
- $45M
- AUM share
- 14.1%
- Avg. per client
- $584K
- Clients
- 101
- Regulatory AUM
- $274M
- AUM share
- 85.9%
- Avg. per client
- $2.71M
Total
- Clients
- 178
- Regulatory AUM
- $319M
- AUM share
- 100%
- Avg. per client
- $1.79M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Breen Wealth Management is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Billed hourly at a maximum of $400 an hour, scoped to each engagement; a retainer of 50% of the ultimate fee is due at signing.
Brian Breen owns 75% or more of Breen Wealth Management. The leadership team of Breen Wealth Management includes Chief Compliance Officer Brian Breen. It has 3 employees, 2 of them in advisory roles.
Leadership
- Brian BreenPrincipal, Owner, Senior Advisor & Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Anthony Michael Borba JR
- Brian Jeffery Breen
- Andrew Alexander Davainis
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Breen Wealth Management, LLC
Brian Breen
Control person · since January 2017
Breen Wealth Management’s regulatory assets grew 1.9× from $170M (February 2021) to $319M (July 2026); clients rose from 150 to 178 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $319M | 178 | 3 | 1 |
| January 2025 | $273M | 178 | 3 | 1 |
| February 2024 | $234M | 175 | 3 | 1 |
| February 2023 | $190M | 179 | 3 | 1 |
| March 2022 | $213M | 172 | 3 | 1 |
| February 2021 | $170M | 150 | 3 | 1 |
Besides its headquarters, Breen Wealth Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 200 Kentucky St., 2nd Floor Suite C, PetalumaHQ
Contact and registration details
- Legal name
- Breen Wealth Management, LLC
- Headquarters
- 200 Kentucky St., 2nd Floor Suite C, Petaluma, CA 94952
- Website
- breenwealth.com
- Phone
- 707-595-6556
- SEC file
- 801-112749
- Founded
- 2009
- Structure
- California LLC
- Fiscal year end
- December
Breen Wealth Management uses Charles Schwab ($301M) as custodian for its separately managed accounts. Breen Wealth Management has custody of $55.1M in client assets for 70 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $301M100%
At year end, Breen Wealth Management’s separately managed accounts were mostly in funds (88%).
What the accounts hold
- Stocks7%
- Funds88%
- Cash5%
How many clients does Breen Wealth Management have?
Breen Wealth Management has 178 clients and manages $319 million for them, as of July 2026. They include 101 high-net-worth individuals and 77 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026
What services does Breen Wealth Management offer?
Breen Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Breen Wealth Management use?
Breen Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $301M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026
How many financial advisors does Breen Wealth Management have?
Breen Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Breen Wealth Management invest in?
At the end of its last fiscal year, Breen Wealth Management’s separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Breen Wealth Management?
Breen Wealth Management’s direct owner is Brian Breen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 July 2026
How does Breen Wealth Management get paid?
Breen Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Breen Wealth Management?
Breen Wealth Management’s main office is at 200 Kentucky St., 2nd Floor Suite C, Petaluma, CA 94952. Its phone number is 707-595-6556. Its website is breenwealth.com.