Woodstock Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Woodstock Wealth Management reports 1,586 clients. They include 1,438 individual clients, 116 high-net-worth individuals, and 32 corporations and other businesses. Of its assets, 100.0% ($727M across 2,995 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 48% |
| High-net-worth individuals | 7% | 44% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 2% | 9% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,438 | $345M | 47.5% | $240K |
| High-net-worth individuals | 116 | $318M | 43.8% | $2.74M |
| Charitable organizations | Fewer than 5 | $346K | 0.0% | — |
| Corporations and other businesses | 32 | $62.7M | 8.6% | $1.96M |
| Total | 1,586 | $727M | 100% | — |
- Clients
- 1,438
- Regulatory AUM
- $345M
- AUM share
- 47.5%
- Avg. per client
- $240K
- Clients
- 116
- Regulatory AUM
- $318M
- AUM share
- 43.8%
- Avg. per client
- $2.74M
- Clients
- Fewer than 5
- Regulatory AUM
- $346K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 32
- Regulatory AUM
- $62.7M
- AUM share
- 8.6%
- Avg. per client
- $1.96M
Total
- Clients
- 1,586
- Regulatory AUM
- $727M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Woodstock Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting fees are negotiated with the adviser representative and billed hourly or at a flat rate.
Woodstock Holdings Inc. owns 75% or more of Woodstock Wealth Management. William Raike is CEO; the leadership team includes President Anthony Branca. It has 26 employees.
Leadership
- William RaikeChief Executive Officer/Chief Compliance Officer
- Anthony BrancaPresident/Chief Operating Officer
Investment adviser representatives
26 representatives listed in the SEC register as of 9 October 2026.
Staff
- 26 employees
- 26 in advisory functions
- 26 state-registered reps
- 3 broker-dealer reps
- 22 insurance agents
- Owns 75% or more of Woodstock Wealth Management, Inc.
Woodstock Holdings Inc.
Control person · since March 2010
- Owns 75% or more of William Raike
William Raike
Interest filed in William Raike · Control person · since March 1995
Woodstock Wealth Management’s regulatory assets grew 1.9× from $391M (May 2021) to $727M (April 2026); clients rose from 1,160 to 1,586 and employees were 26 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $727M | 1,586 | 26 | 26 |
| March 2025 | $630M | 1,538 | 26 | 25 |
| April 2024 | $511M | 1,450 | 28 | 25 |
| April 2023 | $419M | 1,290 | 28 | 22 |
| March 2022 | $469M | 1,202 | 28 | 24 |
| May 2021 | $391M | 1,160 | 27 | 23 |
Besides its headquarters, Woodstock Wealth Management has 25 offices (11 private residences, listed without an address), with 15 listed addresses across 6 states.
Texas · 5 listed addresses
- 825 Town and Country Lane, Houston
- 9002 Six Pines Drive, Shenandoah
- 12258 Queenston BLVD, Houston
- 10105 Kemp Forest Drive, Houston
- 1417 Bowspirit Point, Willis
Florida · 3 listed addresses
- 515 N. Flagler Drive, West Palm Beach
- 2405 SW 50th Street, Cape Coral
- 501 Belvedere Road, West Palm Beach
New Jersey · 3 listed addresses
- 250 Alexandria Way, Basking Ridge
- 1199 Route 22 East, Mountainside
- 288 Garrett Road, Mountainside
Georgia · 2 listed addresses
- 250 River Park North Drive, WoodstockHQ
- 1309 Field Creek Terrace, Lawrenceville
New York · 1 listed address
- 25 Whistler Court, Saratoga Springs
Pennsylvania · 1 listed address
- 1001 State Street, Erie
Other business names
Woodstock Wealth Management has reported 13 other business names to the SEC.
- Asset Management Strategies
- Banyan Private Wealth
- CBG Financial, Inc.
- Covenant Wealth Management
- Edgewood Financial Group
- Fessler Financial
- Fit Financial
- Fitzsimmons Financial Services, LLC
- Hall Wealth Management, LLC
- Ridge Wealth Management, LLC
- Shift Financial Group, Inc.
- Tomolonis Financial, LLC
Show all 13 names
- Veritas Financial Group
Contact and registration details
- Legal name
- Woodstock Wealth Management, Inc.
- Headquarters
- 250 River Park North Drive, Woodstock, GA 30188
- Website
- Not reported
- Phone
- 800-279-4468
- SEC file
- 801-112663
- Structure
- Georgia corporation
- Fiscal year end
- December
Woodstock Wealth Management uses Fidelity ($727M) as custodian for its separately managed accounts. Woodstock Wealth Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $727M100%
At year end, Woodstock Wealth Management’s separately managed accounts were largely in stocks (44%) and cash (30%).
What the accounts hold
- Stocks44%
- Funds22%
- Bonds4%
- U.S. government and agency bonds2%
- State and local bonds2%
- Cash30%
How many clients does Woodstock Wealth Management have?
Woodstock Wealth Management has 1,586 clients and manages $727 million for them, as of April 2026. They include 1,438 individual clients, 116 high-net-worth individuals, and 32 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Woodstock Wealth Management offer?
Woodstock Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Woodstock Wealth Management use?
Woodstock Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $727M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Woodstock Wealth Management have?
Woodstock Wealth Management has 26 investment adviser representatives registered with state securities authorities, out of 26 employees, and 26 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 22 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Woodstock Wealth Management invest in?
At the end of its last fiscal year, Woodstock Wealth Management’s separately managed accounts held 44% exchange-traded equities, 30% cash and equivalents, 22% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds and 2% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Woodstock Wealth Management?
Woodstock Wealth Management’s direct owner is Woodstock Holdings Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Woodstock Wealth Management get paid?
Woodstock Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Woodstock Wealth Management?
Woodstock Wealth Management’s main office is at 250 River Park North Drive, Woodstock, GA 30188. Its phone number is 800-279-4468.