Dawne Ferland has been an investment adviser representative at Woodstock Wealth Management since June 2018, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Dawne Ferland’s longest registration was 13 years at Woodstock Financial Group, Inc. (2005–2018). Before joining Woodstock Wealth Management in 2018, Dawne Ferland was registered through Woodstock Financial Group, Inc. and A. G. Edwards & Sons, Inc.
- St. Bernard Financial Services, Inc.Also current– present · 5 yearsUnion, KY · Adviser representative and broker · Firm CRD 36956
- – present · 8 yearsUnion, KY · Adviser representative · Firm CRD 283472
- Woodstock Financial Group, Inc.– · 13 yearsUnion, KY · Adviser representative · Firm CRD 38095
- A. G. Edwards & Sons, Inc.– · 2 yearsBlue Ash, OH · Adviser representative · Firm CRD 4
- Prudential Securities Incorporated– · 1 yearCincinnati, OH · Adviser representative · Firm CRD 7471
Investment adviser representative registrations
Dawne Ferland is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from June 2018; the most recent is Louisiana, in September 2025.
- FloridaSince 16 November 2018
- KentuckySince 6 June 2018
- LouisianaSince 3 September 2025
- OhioSince 24 October 2019
- Rhode IslandSince 25 July 2018
- TexasResidentSince 18 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 July 1997 |
| Series 7 | General Securities Representative Examination | 10 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dawne Ann Ferland
- CRD
- 2893989
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- Union, KY
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dawne Ferland work?
Dawne Ferland is an investment adviser representative registered through Woodstock Wealth Management, Inc. since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Dawne Ferland a financial advisor?
Yes. Dawne Ferland has a current investment-adviser registration in Florida, Kentucky, Louisiana, Ohio, Rhode Island and Texas, through Woodstock Wealth Management since June 2018.
How many years of experience does Dawne Ferland have?
Dawne Ferland has 28 years in the financial industry, since March 1998, across 5 adviser firms.
What exams has Dawne Ferland passed?
Dawne Ferland has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1997. FINRA credited Dawne Ferland with the SIE, which began in October 2018.
Where did Dawne Ferland work before Woodstock Wealth Management?
Before Woodstock Wealth Management, Dawne Ferland was registered through A. G. Edwards & Sons, Inc., January 2003 to May 2005; Prudential Securities Incorporated, October 2001 to January 2003.
Where is Dawne Ferland based?
Dawne Ferland’s registered office is in Union, KY.
Is Dawne Ferland registered with FINRA?
Yes. Dawne Ferland has a current broker registration, under CRD 2893989.
Source: FINRA BrokerCheck
How can I verify Dawne Ferland’s record?
Search CRD 2893989 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dawne Ferland’s full registration record.