William Raike has been Chief Executive Officer/Chief Compliance Officer of Woodstock Wealth Management since March 2010, is a control person of the firm and directly owns under 5% of it.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
William Raike’s longest registration was 13 years at Woodstock Financial Group, Inc. (2006–2019). Before joining Woodstock Wealth Management in 2018, William Raike was registered through Woodstock Financial Group, Inc.
- – present · 8 yearsWoodstock, GA · Adviser representative · Firm CRD 283472
- Woodstock Financial Group, Inc.– · 13 yearsWoodstock, GA · Adviser representative · Firm CRD 38095
Investment adviser representative registrations
William Raike is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from May 2018; the most recent is North Carolina, in July 2018.
- FloridaSince 14 June 2018
- GeorgiaSince 8 June 2018
- North CarolinaSince 10 July 2018
- OhioSince 2 July 2018
- TexasResidentSince 23 May 2018
- VirginiaSince 3 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 2 March 2001 |
| Series 4 | Registered Options Principal Examination | 1 May 1995 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 1993 |
| Series 24 | General Securities Principal Examination | 22 August 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 1986 |
| Series 7 | General Securities Representative Examination | 19 July 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Jasper Raike
- CRD
- 1502298
- Firm
- Woodstock Wealth Management · CRD 283472
- Role
- Chief Executive Officer/Chief Compliance Officer
- Office
- 250 River Park North Drive, Woodstock, GA 30188
- Registration
- Investment adviser registration
- In the industry since
- October 1986
- Disciplinary history
- Not yet shown here · SEC record
Where does William Raike work?
William Raike has been Chief Executive Officer/Chief Compliance Officer of Woodstock Wealth Management, Inc. since March 2010, and is a control person of the firm.
Is William Raike a financial advisor?
Yes. William Raike has a current investment-adviser registration in Florida, Georgia, North Carolina, Ohio, Texas and Virginia, through Woodstock Wealth Management since May 2018.
How many years of experience does William Raike have?
William Raike has 40 years in the financial industry, since October 1986, across 2 adviser firms.
What exams has William Raike passed?
William Raike has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 65, Series 4 and Series 55. The earliest, the Series 7, was passed in July 1986. FINRA credited William Raike with the SIE, which began in October 2018.
Where is William Raike based?
William Raike’s registered office is in Woodstock, GA.
Is William Raike registered with FINRA?
No. William Raike has no current broker registration.
How can I verify William Raike’s record?
Search CRD 1502298 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Raike’s full registration record.