Nicholas Casatelli has been an investment adviser representative at Woodstock Wealth Management since June 2021, and is not listed among the firm’s executive officers or direct owners.
Woodstock Wealth Management, Inc. is a Woodstock, GA firm with $727M under management, 1,586 clients and 26 advisers across 26 offices, as of its April 2026 filing.
Nicholas Casatelli’s longest registration is the current one, 5 years at Woodstock Wealth Management since 2021. Before joining Woodstock Wealth Management in 2021, Nicholas Casatelli was registered through Awm Financial Services Inc.
- – present · 5 yearsHouston, TX · Adviser representative · Firm CRD 283472
- Awm Financial Services Inc.– · 2 yearsThe Woodlands, TX · Adviser representative · Firm CRD 144351
Investment adviser representative registrations
Nicholas Casatelli is registered as an investment adviser representative in 2 states. The first approvals date from June 2021; the most recent is New Mexico, in March 2023.
- New MexicoSince 2 March 2023
- TexasSince 3 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 March 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 October 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nicholas Ray Casatelli
- CRD
- 6777433
- Firm
- Woodstock Wealth Management · CRD 283472
- Office
- 12258 Queenston Blvd, Suite F, Houston, TX 77095
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Casatelli work?
Nicholas Casatelli is an investment adviser representative registered through Woodstock Wealth Management, Inc. since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Casatelli a financial advisor?
Yes. Nicholas Casatelli has a current investment-adviser registration in New Mexico and Texas, through Woodstock Wealth Management since June 2021.
How many years of experience does Nicholas Casatelli have?
Nicholas Casatelli has 8 years in the financial industry, since April 2018, across 2 adviser firms.
What exams has Nicholas Casatelli passed?
Nicholas Casatelli has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2017. FINRA credited Nicholas Casatelli with the SIE, which began in October 2018.
Where did Nicholas Casatelli work before Woodstock Wealth Management?
Before Woodstock Wealth Management, Nicholas Casatelli was registered through Awm Financial Services Inc., April 2019 to May 2021.
Where is Nicholas Casatelli based?
Nicholas Casatelli’s registered office is in Houston, TX.
Is Nicholas Casatelli registered with FINRA?
No. Nicholas Casatelli has no current broker registration.
How can I verify Nicholas Casatelli’s record?
Search CRD 6777433 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Casatelli’s full registration record.